Louis T. Nistico

MJP WEALTH ADVISORS

Farmington, CT 06032

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CRD#: 4889555

Professional summary

Louis T Nistico JR, CFP®, who also goes by Lou Nistico, Louis Theodore Nistico Jr., Louis Theodore Nistico, is a registered financial advisor currently at MJP WEALTH ADVISORS located in Farmington, Connecticut.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Louis has worked at 4 firms and has passed the Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lou Nistico | Louis Theodore Nistico Jr. | Louis Theodore Nistico

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis T Nistico JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

June 12, 2023 - Present

MJP WEALTH ADVISORS

Office #1: 74 Batterson Park Rd Suite 103, Farmington, CT 06032

RIA

CRD#: 127654

Farmington, CT

Past

February 23, 2022 - April 6, 2023

PRINCIPLE WEALTH

RIA

CRD#: 290180

MADISON, CT

Past

September 15, 2015 - January 21, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

WESTPORT, CT

Past

April 29, 2005 - July 10, 2013

COMMONFUND SECURITIES, INC.

CRD#: 43541

WILTON, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MJP WEALTH ADVISORS

MJP ASSOCIATES, INC. | MJP WEALTH ADVISORS

CRD#: 127654 / SEC#: 801-63389

RIA

Registered Investment Advisory firm - (9/1/2004 Approved)

Connecticut

Registered Investment Advisory firm - (9/1/2004 Terminated)

Massachusetts

Registered Investment Advisory firm - (7/13/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/25/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/29/2012

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/25/2005

General Securities Representative Examination

Current Firm

MJP WEALTH ADVISORS

MJP ASSOCIATES, INC. | MJP WEALTH ADVISORS

CRD#: 127654 / SEC#: 801-63389

RIA

Registered Investment Advisory firm - (9/1/2004 Approved)

Connecticut

Registered Investment Advisory firm - (9/1/2004 Terminated)

Massachusetts

Registered Investment Advisory firm - (7/13/2007 Terminated)

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Contact information

Main Address

74 Batterson Park Rd Suite 103, Farmington, CT 06032

Mailing Address

Phone number

(860) 677-7755

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MJP FORM ADV BROCHURE 9/2/25 (9/2/2025)

Regulatory assets under management

Total Number of Accounts	2,804
AUM (Assets Under Management)	$ 1,319,055,891

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Louis T. Nistico

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis T Nistico JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCIPLE WEALTH

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

COMMONFUND SECURITIES, INC.

Primary Firm SEC Registration

MJP WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 9/25/2015

SIE

Date: 10/1/2018

Series 31

Date: 6/29/2012

Series 7

Date: 3/25/2005

Current Firm

MJP WEALTH ADVISORS

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MJP WEALTH ADVISORS

TRUST BUT VERIFY

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