Jason W. Plucinak
Professional summary
Jason William Plucinak, who also goes by Jason W Plucinak, Jason William Plucinak, Jay William Plucinak, is a registered financial professional currently at WEALTHFORGE SECURITIES, LLC located in Richmond, Virginia.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2005. Jason has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason William Plucinak's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 28, 2023 - Present
WEALTHFORGE SECURITIES, LLC
Office #1: 3015 W Moore Street Suite 102, Richmond, VA 23230March 16, 2020 - June 22, 2023
SEQUENCE FINANCIAL SPECIALISTS LLC
January 8, 2020 - January 31, 2020
INTERNATIONAL ASSETS ADVISORY, LLC
January 15, 2019 - December 20, 2019
EMERSON EQUITY LLC
January 2, 2015 - December 31, 2018
EMERSON EQUITY LLC
February 16, 2011 - December 31, 2014
ARQUE CAPITAL, LTD.
February 16, 2007 - October 19, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
February 11, 2005 - April 4, 2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
WEALTHFORGE SECURITIES, LLC
CRD#: 152550 / SEC#: , 8-68464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
WEALTHFORGE SECURITIES, LLC
CRD#: 152550Richmond, VA 23230TRUST BUT VERIFY
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