Jason Plucinak
Professional summary
Jason Plucinak, who also goes by Jason W Plucinak, Jason William Plucinak, Jay William Plucinak, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Foristell, Missouri.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jason has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jason Plucinak's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2026 - Present
AE WEALTH MANAGEMENT, LLC
June 28, 2023 - December 31, 2025
WEALTHFORGE SECURITIES, LLC
March 16, 2020 - June 22, 2023
SEQUENCE FINANCIAL SPECIALISTS LLC
January 8, 2020 - January 31, 2020
INTERNATIONAL ASSETS ADVISORY, LLC
January 15, 2019 - December 20, 2019
EMERSON EQUITY LLC
January 2, 2015 - December 31, 2018
EMERSON EQUITY LLC
February 16, 2011 - December 31, 2014
ARQUE CAPITAL, LTD.
February 16, 2007 - October 19, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
February 11, 2005 - April 4, 2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/4/2026)
Exams
Current Firm
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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