Jixiang Li

STRATOSPHERE CAPITAL

NEW YORK, NY 10003

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CRD#: 4888786

Professional summary

Jixiang Li, who also goes by Jason Li, is a registered financial professional currently at STRATOSPHERE CAPITAL, LLC located in New York, New York.

Jixiang is registered as a RR (Registered Representative) and started their career in finance in 2005. Jixiang has worked at 8 firms and has passed the Series 63, Series 99TO, Series 7TO, Series 79TO, SIE, Series 7, Series 87, Series 14, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jason Li

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jixiang Li's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 28, 2024 - Present

STRATOSPHERE CAPITAL, LLC

Office #1: 223 Second Avenue No. 5a, New York, NY 10003

CRD#: 327749

NEW YORK, NY

Past

January 6, 2020 - July 2, 2021

PRIME NUMBER CAPITAL, LLC

CRD#: 297029

New York, NY

Past

June 2, 2018 - December 13, 2019

UNIVEST SECURITIES, LLC

CRD#: 36105

NEW YORK, NY

Past

August 30, 2017 - April 23, 2018

MAXIM FINANCIAL ADVISORS LLC

RIA

CRD#: 139366

NEW YORK, NY

Past

June 29, 2017 - April 12, 2018

MAXIM GROUP LLC

CRD#: 120708

NEW YORK, NY

Past

March 27, 2017 - June 26, 2017

TIGRESS FINANCIAL PARTNERS, LLC

CRD#: 154717

NEW YORK, NY

Past

November 16, 2005 - February 8, 2006

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

May 3, 2005 - May 31, 2005

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/9/2025)

New Jersey
(1/3/2025)

New York
(11/25/2024)

Exams

State Security Law Exam

Series 63

Date: 11/24/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 10/28/2024

Operations Professional Examination

General Industry/Product Exam

Series 7TO

Date: 12/5/2022

General Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 12/5/2022

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/27/2017

General Securities Representative Examination

General Industry/Product Exam

Series 87

Date: 5/31/2005

Research Analyst Exam - Part II Regulations Module

Principal/Supervisory Exam

Series 14

Date: 10/28/2024

Compliance Officer Examination

Principal/Supervisory Exam

Series 28

Date: 7/18/2024

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/5/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

STRATOSPHERE CAPITAL, LLC

CRD#: 327749 / SEC#: , 8-71233

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

223 Second Avenue No. 5a, New York, NY 10003

Mailing Address

223 Second Aveneue No. 5a, New York, NY 10003

Phone number

(917) 757-3757

Established

Delaware since 06/07/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (4 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
STRATOSPHERES CAPITAL, LLC	OWNER
LI, JIXIANG	CEO/FINOP/PFO	4888786
RAPAVY, WILLIAM GREGORY	POO/CCO	1718365

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jixiang Li

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jixiang Li's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIME NUMBER CAPITAL, LLC

UNIVEST SECURITIES, LLC

MAXIM FINANCIAL ADVISORS LLC

MAXIM GROUP LLC

TIGRESS FINANCIAL PARTNERS, LLC

CIBC WORLD MARKETS CORP.

MORGAN STANLEY & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/24/2024

Series 99TO

Date: 10/28/2024

Series 7TO

Date: 12/5/2022

Series 79TO

Date: 12/5/2022

SIE

Date: 10/1/2018

Series 7

Date: 3/27/2017

Series 87

Date: 5/31/2005

Series 14

Date: 10/28/2024

Series 28

Date: 7/18/2024

Series 24

Date: 12/5/2022

FINRA

Current Firm

STRATOSPHERE CAPITAL, LLC

Contact information

FINRA licenses (4 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

STRATOSPHERE CAPITAL, LLC

TRUST BUT VERIFY

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