Lawrence S. Winer

BLUE FOX ADVISORS

Sarasota, FL

Some features on this profile are disabled

CRD#: 4888672

Professional summary

Lawrence Seth Winer, who also goes by Larry Winer, is a registered financial advisor currently at BLUE FOX ADVISORS, LLC located in Sarasota, Florida.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Lawrence has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larry Winer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Seth Winer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2020 - Present

BLUE FOX ADVISORS, LLC

RIA

CRD#: 167395

Sarasota, FL

Past

January 9, 2013 - March 26, 2020

NED DAVIS RESEARCH, INC.

RIA

CRD#: 112260

VENICE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/17/2012

Uniform Investment Adviser Law Examination

Current Firm

BLUE FOX ADVISORS, LLC

CRD#: 167395 / SEC#:

Colorado

Registered Investment Advisory firm - (12/19/2018 Terminated)

Pennsylvania

Registered Investment Advisory firm - (7/22/2013 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Wayne, PA

Mailing Address

104 South Wayne Avenue Box 286, Wayne, PA 19087

Phone number

(212) 452-3115

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Lawrence S. Winer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Seth Winer's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUE FOX ADVISORS, LLC

NED DAVIS RESEARCH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/17/2012

Current Firm

BLUE FOX ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

BLUE FOX ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors