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RS

Ryan F. Smith

RYAN SMITH FINANCIAL SERVICES
Marysville, KS
Some features on this profile are disabled
CRD#: 4888612
RS

Professional summary

Ryan Frederick Smith is a registered financial advisor currently at RYAN SMITH FINANCIAL SERVICES located in Marysville, Kansas.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Ryan has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIRST ASSURED MORTGAGE, NON INVESTMENT RELATED, 4830 BOB BILLINGS PKWY, STE 100A, LAWRENCE, KS 66049, MORTGAGE ORIGINATION, MORTGAGE LOAN ORIGINATOR, 41367, 8 HOURS A MONTH, 1 HOUR DURING TRADING HOURS, DISCUSSING MORTGAGE PRODUCTS WITH CUSTOMERS 2. RYAN SMITH FINANCIAL SERVICES. 709 BROADWAY, MARYSVILLE, KS 66508. START DATE-1/2009. INVESTMENT RELATED (REGARDING FIXED INDEXED ANNUITIES). NATURE OF BUSINESS-LIFE INSURANCE SALES, LTC AND FIXED INVESTMENT PRODUCTS/LOAN PREQUALIFICATION ASSISTANCE. POSITION HELD-INSURANCE AGENT/CORRESPONDENT. 2-4 HOURS WORKED PER MONTH. 0 HOURS DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Frederick Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 28, 2023 - Present

RYAN SMITH FINANCIAL SERVICES

RIA
CRD#: 325545
Marysville, KS
Past

July 16, 2019 - October 6, 2023

AFFINITY FINANCIAL ADVISORS

RIA
CRD#: 114412
MARYSVILLE, KS
Past

August 22, 2011 - November 5, 2012

REGAL ADVISORY SERVICES, INC.

RIA
CRD#: 123842
MARYSVILLE, KS
Past

December 14, 2007 - May 10, 2010

PATRIOT ENTERPRISES LLC

RIA
CRD#: 145352
MARYSVILLE, KS
Past

July 6, 2007 - August 9, 2019

REGAL SECURITIES, INC.

BD
CRD#: 7297
MARYSVILLE, KS
Past

September 28, 2006 - July 16, 2007

BROOKSTREET SECURITIES CORPORATION

RIA
CRD#: 14667
MARYSVILLE, KS
Past

June 6, 2006 - July 16, 2007

BROOKSTREET SECURITIES CORPORATION

BD
CRD#: 14667
MARYSVILLE, KS
Past

May 4, 2006 - June 13, 2006

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
LEAWOOD, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(4/28/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/18/2006
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/3/2006
General Securities Representative Examination

Current Firm

RS
RYAN SMITH FINANCIAL SERVICES
RYAN SMITH FINANCIAL SERVICES | RYAN SMITH FINANCIAL SERVICES INC.

CRD#: 325545 / SEC#:

Kansas
Registered Investment Advisory firm - (4/28/2023 Approved)
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Contact information

Main Address
Marysville, KS
Mailing Address
Phone number
(785) 713-1521
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts67
AUM (Assets Under Management)$ 9,667,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RYAN SMITH FINANCIAL SERVICES

CRD#: 325545Marysville, KS

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