Kyle D Findlay
CFP®Professional Summary
Kyle D Findlay, CFP® is a registered financial advisor currently at KEEL POINT, LLC located in Huntsville, Alabama and KEEL POINT CAPITAL, LLC located in Huntsville, Alabama. Kyle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Kyle has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
MODERA WEALTH MANAGEMENT, LLC
INDEPENDENT FINANCIAL GROUP, LLC
FALCON WEALTH PLANNING, LLC
CHIMERA SECURITIES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MODERA WEALTH MANAGEMENT, LLC
INDEPENDENT FINANCIAL GROUP, LLC
FALCON WEALTH PLANNING, LLC
CHIMERA SECURITIES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
MODERA WEALTH MANAGEMENT, LLC
INDEPENDENT FINANCIAL GROUP, LLC
FALCON WEALTH PLANNING, LLC
CHIMERA SECURITIES, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MODERA WEALTH MANAGEMENT, LLC
INDEPENDENT FINANCIAL GROUP, LLC
FALCON WEALTH PLANNING, LLC
CHIMERA SECURITIES, LLC
Credentials
Years of Experience
20 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
MODERA WEALTH MANAGEMENT, LLC
INDEPENDENT FINANCIAL GROUP, LLC
FALCON WEALTH PLANNING, LLC
CHIMERA SECURITIES, LLC
Current Firm
BLUE CREEK | KEEL POINT, LLC | KEEL POINT CAPITAL, LLC | GRANITE FINANCIAL PARTNERS | BLUE CREEK INVESTMENT PARTNERS, LLC
Contact Information
Main Address
100 Church Street Suite 500, Huntsville, AL 35801Phone Number
(256) 704-5111# of Employees
92SEC notice filing (41 States and Territories)
Registered to provide investment advisory services in 41 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
6,236AUM (Assets Under Management)
$4,073,879,507Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2026 | Cover Page | Report |
| 01/07/2026 | Cover Page | Report |
| 04/30/2025 | Cover Page | Report |
| 01/26/2024 | Cover Page | Report |
Similar Advisors
MODERA WEALTH MANAGEMENT, LLC
INDEPENDENT FINANCIAL GROUP, LLC
FALCON WEALTH PLANNING, LLC
CHIMERA SECURITIES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
MODERA WEALTH MANAGEMENT, LLC
INDEPENDENT FINANCIAL GROUP, LLC
FALCON WEALTH PLANNING, LLC
CHIMERA SECURITIES, LLC
Primary Firm SEC Registration
BLUE CREEK | KEEL POINT, LLC | KEEL POINT CAPITAL, LLC | GRANITE FINANCIAL PARTNERS | BLUE CREEK INVESTMENT PARTNERS, LLC
State Registrations and Notice Filings
(12/3/2007)
(12/3/2007)
(11/18/2022)
(9/30/2015)
(3/17/2015)
(4/13/2016)
(6/28/2011)
(9/20/2017)
(8/11/2017)
(4/13/2016)
(5/22/2012)
(7/20/2016)
(3/28/2013)
(4/4/2024)
(9/28/2017)
(9/28/2017)
(3/17/2015)
(7/9/2012)
(6/28/2011)
(1/25/2018)
(6/5/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
MODERA WEALTH MANAGEMENT, LLC
INDEPENDENT FINANCIAL GROUP, LLC
FALCON WEALTH PLANNING, LLC
CHIMERA SECURITIES, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Kyle D Findlay's CRS (Customer Relationship Summary).
Similar Advisors
MODERA WEALTH MANAGEMENT, LLC
INDEPENDENT FINANCIAL GROUP, LLC
FALCON WEALTH PLANNING, LLC
CHIMERA SECURITIES, LLC