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AP

April L. Perez

CITY NATIONAL ROCHDALE
Houston, TX 77027
Some features on this profile are disabled
CRD#: 4888458
AP

Professional summary

April Lynn Perez, CPWA®, who also goes by April Corbin, April Perez, is a registered financial advisor currently at CITY NATIONAL ROCHDALE located in Houston, Texas and CNR SECURITIES, LLC located in Houston, Texas.

April is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. April has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

April Corbin | April Perez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view April Lynn Perez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®

Certified Private Wealth Advisor

Start date: 2022-02-17

Expire date: 2024-01-31

Experience

Current

September 9, 2015 - Present

CITY NATIONAL ROCHDALE

Office #1: 1800 West Loop South Suite 1980, Houston, TX 77027
RIA
CRD#: 117198
Houston, TX
Current

September 8, 2015 - Present

CNR SECURITIES, LLC

Office #1: 1800 West Loop South Suite 1450, Houston, TX 77027
BD
CRD#: 18466
Houston, TX
Past

August 6, 2012 - September 10, 2015

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
BELLAIRE, TX
Past

October 26, 2009 - July 5, 2012

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
HOUSTON, TX
Past

April 7, 2009 - July 22, 2009

MOODY SECURITIES, LLC

BD
CRD#: 148771
HOUSTON, TX
Past

July 25, 2006 - November 7, 2008

AMREIT SECURITIES COMPANY

BD
CRD#: 47041
HOUSTON, TX
Past

August 12, 2005 - July 24, 2006

UBS FINANCIAL SERVICES INC.

RIA
CRD#: 8174
HOUSTON, TX
Past

January 12, 2005 - July 24, 2006

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CN
CITY NATIONAL ROCHDALE
CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | CITY NATIONAL ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265

RIA
Registered Investment Advisory firm - (6/20/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(9/8/2015)
IAR
Texas
(9/9/2015)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/31/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/28/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/11/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/6/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CN
CITY NATIONAL ROCHDALE
CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | CITY NATIONAL ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265

RIA
Registered Investment Advisory firm - (6/20/1986 Approved)
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Contact information

Main Address
400 Park Avenue 10th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 702-3500
Established
Firm type
Fiscal year end
# of Employees
235

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CNR ADV PART 2A WRAP FEE BROCHURE - OCTOBER 28, 2025 (10/28/2025)
CNR ADV PART 2A BROCHURE - OCTOBER 28, 2025 (10/28/2025)

Regulatory assets under management

Total Number of Accounts41,300
AUM (Assets Under Management)$ 68,177,828,012

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2025
Cover Page
Report
10/27/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CITY NATIONAL ROCHDALE

CRD#: 117198Houston, TX 77027

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