Damian O. Valdez

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CRD#: 4888442

Professional summary

Damian Omar Valdez was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Damian is a previously registered financial advisor and started their career in finance in 2005. Prior to being barred, Damian had worked at 2 firms, which includes EVOLUTION CAPITAL ADVISORS L.L.C., ADVENT SECURITIES INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

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None

Experience

Past

March 26, 2008 - June 8, 2010

EVOLUTION CAPITAL ADVISORS, L.L.C.

RIA

CRD#: 146555

THE WOODLANDS, TX

Past

February 15, 2005 - October 16, 2006

ADVENT SECURITIES, INC.

CRD#: 128281

RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 7

Date: 2/14/2005

General Securities Representative Examination

Current firm

No current employment

Red Flags

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