Gregory B. Maxwell
AMICUS FINANCIAL ADVISORS
Farmington, UT 84025
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CRD#: 4888310
Professional summary
Gregory Beesley Maxwell, CFP® is a registered financial advisor currently at AMICUS FINANCIAL ADVISORS, LLC located in Farmington, Utah.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Gregory has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Tombs Maxwell, LLP/not investment-related/Lehi, Utah/Partner at law firm focusing on estate planning, tax planning, settlement planning and special needs lien resolution and probate/November 2009/less than 40 hours each month with less than half of those hours occurring during securities trading hours. 2. Maxwell Law Group LLP/not investment-related/1101 Connecticut Avenue NW Suite 450, Washington, DC 20036/Partner at law firm focusing primarily on personal injury lawsuits/March 2018/approximately 10% of time. 3. Insurance producer/investment-related/Farmington, UT/Life, accident and health insurance license/May 2006/approximately 5-10 hours per month and during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Beesley Maxwell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
November 16, 2010 - Present
AMICUS FINANCIAL ADVISORS, LLC
Office #1: 1371 N 1075 W Suite #1, Farmington, UT 84025RIA
CRD#: 131315
Farmington, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AMICUS FINANCIAL ADVISORS, LLC
AMICUS FINANCIAL ADVISORS, L.L.P. | AMICUS FINANCIAL ADVISORS, LLC
CRD#: 131315 / SEC#: 801-113147
RIA
Registered Investment Advisory firm - (5/8/2018 Approved)Kansas
Registered Investment Advisory firm - (12/31/2015 Terminated)Louisiana
Registered Investment Advisory firm - (5/14/2018 Terminated)New Mexico
Registered Investment Advisory firm - (5/11/2018 Terminated)Texas
Registered Investment Advisory firm - (5/11/2018 Terminated)Utah
Registered Investment Advisory firm - (5/11/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(11/16/2010)
Current Firm
AF
AMICUS FINANCIAL ADVISORS, LLC
AMICUS FINANCIAL ADVISORS, L.L.P. | AMICUS FINANCIAL ADVISORS, LLC
CRD#: 131315 / SEC#: 801-113147
RIA
Registered Investment Advisory firm - (5/8/2018 Approved)Kansas
Registered Investment Advisory firm - (12/31/2015 Terminated)Louisiana
Registered Investment Advisory firm - (5/14/2018 Terminated)New Mexico
Registered Investment Advisory firm - (5/11/2018 Terminated)Texas
Registered Investment Advisory firm - (5/11/2018 Terminated)Utah
Registered Investment Advisory firm - (5/11/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7021 Kewanee Ave 4-102, Lubbock, TX 79424
Mailing Address
Phone number
(806) 698-1122
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,408 |
| AUM (Assets Under Management) | $ 511,209,833 |
Red Flags
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Company Information
AMICUS FINANCIAL ADVISORS, LLC
CRD#: 131315Farmington, UT 84025TRUST BUT VERIFY
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