Timothy M. Heaney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Michael Heaney, who also goes by Timothy M. Heaney, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2006. Timothy had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2007 - December 31, 2010
GOODWIN CAPITAL ADVISERS, INC.
June 13, 2006 - December 31, 2017
VIRTUS INVESTMENT ADVISERS, LLC
Primary Firm SEC Registration
GOODWIN CAPITAL ADVISERS, INC.
CRD#: 108290 / SEC#: 801-8177
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOODWIN CAPITAL ADVISERS, INC.
CRD#: 108290 / SEC#: 801-8177
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 869,879,513 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
