Christine J. Kuether
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Janelle Kuether, who also goes by Christine Janelle Bowler, Christine Kuether, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 2005. Christine had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2018 - January 27, 2020
HESEN & HASLAM
March 28, 2017 - December 31, 2017
HESEN & HASLAM
May 28, 2014 - July 14, 2017
LPL FINANCIAL LLC
May 27, 2014 - March 11, 2020
LPL FINANCIAL LLC
June 24, 2010 - June 3, 2014
NEW ENGLAND SECURITIES
December 8, 2006 - June 3, 2014
NEW ENGLAND SECURITIES
February 1, 2005 - October 12, 2006
EDWARD JONES
Primary Firm SEC Registration
HESEN & HASLAM
CRD#: 286235 / SEC#: 801-110192
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HESEN & HASLAM
CRD#: 286235 / SEC#: 801-110192
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 644 |
| AUM (Assets Under Management) | $ 283,659,028 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
