John K. Nielsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Kenneth Nielsen, who also goes by Jack Kenneth Nielsen, John Kenneth Nielson, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2004. John had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2014 - November 24, 2014
PENINSULA NORTH LLC
January 13, 2005 - May 20, 2005
NEW YORK GLOBAL SECURITIES, INC.
December 10, 2004 - January 4, 2005
EASTBROOK CAPITAL GROUP LLC
State Registrations and Notice Filings
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Exams
Current Firm
PENINSULA NORTH LLC
CRD#: 171865 / SEC#: 801-80029
Contact information
Red Flags
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