David William Swapp
CFP®Professional Summary
David William Swapp, CFP® is a registered financial advisor currently at NET WORTH ADVISORY GROUP, LLC located in Sandy, Utah. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 2 firms and has passed the Series 66 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Financial Planning
- Tax Planning
- Investment Management
- Retirement Planning
- Risk Management & Insurance
- Estate & Legacy Planning
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures on record.
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Credentials
Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
NET WORTH ADVISORY GROUP, LLC | NETWORTH ADVISORY GROUP, LLC
Contact Information
Main Address
75 W. Towne Ridge Parkway Suite 460, Sandy, UT 84070Phone Number
(801) 566-6639# of Employees
20SEC notice filing (12 States and Territories)
Registered to provide investment advisory services in 12 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,255AUM (Assets Under Management)
$838,368,975Similar Advisors
EAGLE STRATEGIES LLC
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
NET WORTH ADVISORY GROUP, LLC | NETWORTH ADVISORY GROUP, LLC
State Registrations and Notice Filings
(7/27/2005)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view David William Swapp's CRS (Customer Relationship Summary).
Services Offered by David
- Financial Planning
- Tax Planning
- Investment Management
- Retirement Planning
- Risk Management & Insurance
- Estate & Legacy Planning
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