WM
William P. Mcglothin
NEW EDGE WEALTH
Knoxville, TN 37919
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CRD#: 4888118
WM
Professional summary
William Patrick Mcglothin, who also goes by W. Patrick Mcglothin, is a registered financial advisor currently at NEW EDGE WEALTH located in Knoxville, Tennessee and NEWEDGE SECURITIES, LLC located in Knoxville, Tennessee.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. William has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
W. Patrick Mcglothin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view William Patrick Mcglothin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 14, 2025 - Present
NEW EDGE WEALTH
Office #1: 4315 Kingston Pike, Suite 210, Knoxville, TN 37919RIA
CRD#: 307771
Knoxville, TN
Current
July 14, 2025 - Present
NEWEDGE SECURITIES, LLC
Office #1: 4315 Kingston Pike, Suite 210, Knoxville, TN 37919BD
CRD#: 10674
Knoxville, TN
Past
June 1, 2009 - June 13, 2025
MORGAN STANLEY
RIA
CRD#: 149777
KNOXVILLE, TN
Past
June 1, 2009 - June 13, 2025
MORGAN STANLEY
BD
CRD#: 149777
KNOXVILLE, TN
Past
January 24, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
KNOXVILLE, TN
Past
December 16, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/14/2025)
RR
Colorado(7/14/2025)
RR
Delaware(7/14/2025)
RR
Florida(7/14/2025)
RR
Georgia(7/14/2025)
RR
Illinois(7/14/2025)
RR
Indiana(7/14/2025)
RR
Kansas(7/14/2025)
RR
Kentucky(10/16/2025)
RR
Louisiana(7/14/2025)
RR
Maine(7/14/2025)
RR
Maryland(7/14/2025)
RR
Massachusetts(7/14/2025)
RR
Missouri(7/14/2025)
RR
Montana(7/14/2025)
RR
New Jersey(7/14/2025)
RR
New York(7/14/2025)
RR
North Carolina(7/14/2025)
RR
Pennsylvania(7/14/2025)
RR
South Carolina(9/4/2025)
RR
Tennessee(7/14/2025)
IAR
Tennessee(7/14/2025)
RR
Texas(7/14/2025)
IAR
Texas(7/14/2025)
RR
Vermont(7/14/2025)
RR
Virginia(7/14/2025)
RR
Washington(7/14/2025)
RR
Wisconsin(7/14/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
NE
NEW EDGE WEALTH
NEW EDGE WEALTH | NEWEDGE WEALTH, LLC | NEWEDGE INVESTMENT SOLUTIONS | NEW EDGE WEALTH LLC
CRD#: 307771 / SEC#: 801-118291
RIA
Registered Investment Advisory firm - (3/25/2020 Approved)Maryland
Registered Investment Advisory firm - (2/28/2020 Terminated)North Carolina
Registered Investment Advisory firm - (2/25/2020 Terminated)South Dakota
Registered Investment Advisory firm - (2/24/2020 Terminated)Wisconsin
Registered Investment Advisory firm - (2/24/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2200 Atlantic Street Suite 200, Stamford, CT 06902
Mailing Address
Phone number
(203) 424-2262
Established
Firm type
Fiscal year end
# of Employees
152
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,680 |
| AUM (Assets Under Management) | $ 12,064,984,416 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 01/27/2023 | ||
| 07/28/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NEW EDGE WEALTH
CRD#: 307771Knoxville, TN 37919TRUST BUT VERIFY
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