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Kenneth Joseph Harringer

CRD# 4887837·Registered 2006 - 2024
Previously Registered: Being a previously registered professional could mean that Kenneth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kenneth Joseph Harringer was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 2006 - 2024. Kenneth had worked at 1 firm and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

WHITE OAK SYSTEMS·CRD# 133553
RIA
Silver Spring, MD
March 20, 2006 - December 31, 2024

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Current Firm

WO
WHITE OAK SYSTEMS

WHITE OAK SYSTEMS | WHITE OAK SYSTEMS, LLC

CRD#: 133553

Contact Information

Main Address

10310 Greenacres Drive, Silver Spring, MD 20903

Mailing Address

Po Box 10959, Silver Spring, MD 20914-0959

Phone Number

(240) 432-4707

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

41

AUM (Assets Under Management)

$2,100,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. HARRINGER PERFORMS TAX PREPARATION SERVICES FOR WHITE OAK SYSTEMS' CLIENTS SINCE 7/2001. THIS PRACTICE IS NOT INVESTMENT RELATED, AND TAKES PLACE COLLOCATED WITH THE INVESTMENT ADVISORY BUSINESS. DURING "BUSY SEASON," FEBRUARY-APRIL, MR. HARRINGER SPENDS 6 HOURS PER DAY ON TAX PREPARATION SERVICES, SPREAD ACROSS AND OUTSIDE SECURITIES TRADING HOURS. MR. HARRINGER PERFORMS REAL-ESTATE MANAGEMENT AND INVESTMENT SERVICES FOR HILLANDALE INVESTMENT PARTNERS, LLC, A WHOLLY-OWNED SUBSIDIARY OF WHITE OAK SYSTEMS, LLC, SINCE 7/22/2003. THE TWO COMPANIES SHARE ADDRESSES. MR. HARRINGER DEVOTES APPROXIMATELY 8 HOURS PER MONTH TO THIS REALTY INVESTMENT PRACTICE, WHICH MAY ALIGN WITH SECURITIES TRADING HOURS. THE NATURE OF THE BUSINESS IS THE ACQUISITION AND OPERATION OF PRIVATELY-HELD REAL ESTATE INVESTMENTS WHICH ARE NOT OPEN NOR OFFERED TO WHITE OAK SYSTEMS' CLIENTS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2004About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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