Kimberli J. Casner

VICUS CAPITAL

STATE COLLEGE, PA 16801

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CRD#: 4887751

Professional summary

Kimberli Jean Casner, who also goes by Kimberli Jean Fleck, is a registered financial advisor currently at VICUS CAPITAL, INC. located in State College, Pennsylvania and CETERA WEALTH SERVICES, LLC located in State College, Pennsylvania.

Kimberli is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Kimberli has worked at 4 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kimberli Jean Fleck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. VICUS CAPITAL, INC., INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 2001, 40HRS/WK (32.5 TRADING HOURS), CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISOR REPRESENTATIVE; 2. GENERAL COUNSEL FOR PFG, NOT INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, ATTORNEY, START 2004, VARIOUS HRS/WK, GENERAL COUNSEL; 3. PARTNERS FINANCIAL GROUP / MGA DBA PFG WEALTH SERVICES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA FOR FINANCIAL SERVICES, START 2004, 40-60HRS/WK (32.5 TRADING HOURS), SENIOR VICE PRESIDENT AND GENERAL COUNSEL; 4. NAME OF OTHER BUSINESS: ST. JOHN'S LUTHERAN CHURCH - TYRONE, PA; INVESTMENT RELATED: NO; ADDRESS: 548 STEVENS HILL ROAD, TYRONE, PA 16686; NATURE OF BUSINESS: FINANCE COMMITTEE; START DATE: 10/09/2016; POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: FINANCE COMMITTEE MEMBER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberli Jean Casner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 3, 2010 - Present

VICUS CAPITAL, INC.

Office #1: 476 Rolling Ridge Drive Suite 333, State College, PA 16801

RIA

CRD#: 116021

STATE COLLEGE, PA

Current

September 3, 2013 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 476 Rolling Ridge Dr Ste 333, State College, PA 16801

CRD#: 13572

State College, PA

Past

August 11, 2011 - December 21, 2012

TOWER SQUARE SECURITIES, INC.

CRD#: 833

STATE COLLEGE, PA

Past

December 13, 2004 - September 3, 2013

WALNUT STREET SECURITIES, INC.

CRD#: 15840

STATE COLLEGE, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VICUS CAPITAL, INC.

PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK

CRD#: 116021 / SEC#: 801-60628

RIA

Registered Investment Advisory firm - (10/5/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Pennsylvania
(11/3/2010)

Pennsylvania
(9/3/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 10/1/2010

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 11/14/2008

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/14/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

VICUS CAPITAL, INC.

PFG FINANCIAL ADVISORS | VICUS CAPITAL, INC. | PFG FINANCIAL ADVISORS NETWORK

CRD#: 116021 / SEC#: 801-60628

RIA

Registered Investment Advisory firm - (10/5/2001 Approved)

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Contact information

Main Address

476 Rolling Ridge Drive Suite 315, State College, PA 16801

Mailing Address

Phone number

(855) 558-4287

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VICUS CAPITAL ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	9,058
AUM (Assets Under Management)	$ 2,574,468,218

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kimberli J. Casner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberli Jean Casner's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

TOWER SQUARE SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

Primary Firm SEC Registration

VICUS CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2006

Series 52TO

Date: 9/25/2025

SIE

Date: 10/1/2018

Series 7

Date: 12/11/2004

Series 4

Date: 10/1/2010

Series 53

Date: 11/14/2008

Series 24

Date: 1/14/2005

FINRA

Current Firm

VICUS CAPITAL, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VICUS CAPITAL, INC.

TRUST BUT VERIFY

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