Jonathan T. Koss

PGIM INVESTMENTS LLC

Shaker Heights, OH

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CRD#: 4887721

Professional summary

Jonathan Thomas Koss, who also goes by Jonathan T Koss, Jonathan Koss, is a registered financial advisor currently at PGIM INVESTMENTS LLC located in Shaker Heights, Ohio and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Jacksonville, Florida.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Jonathan has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan T Koss | Jonathan Koss

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RED SHIRT PARTNERS LLC POSITION: Managing Partner NATURE: periodic investments in pre approved private placements INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2014 ADDRESS: 2879 Concord Rd, Pepper Pike OH 44124, United States DESCRIPTION: This is an LLC with my friend Tyler Duke. We are each 50% owners. The LLC looks to may investments in select private placements after the have been approved by our respective firms. CLEVELAND BUNKER, LLC POSITION: Member NATURE: Golf Simulator and Fitness Gymnasium INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/28/2023 ADDRESS: 23800 Commerce Park, Ste E, Beachwood OH 44122, United States DESCRIPTION: as a 25% member of this llc with 3 other guys, we would maintain the facility, including simulator and gym equipment. initially this is a non-revenue producing LLC. should that change, i will update this OBA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Thomas Koss's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2012 - Present

PGIM INVESTMENTS LLC

RIA

CRD#: 105670

Shaker Heights, OH

Current

January 9, 2012 - Present

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

Office #1: 4465 Glen Kernan Parkway E., Jacksonville, FL 32224

CRD#: 18353

Jacksonville, FL

Past

April 1, 2010 - January 19, 2012

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

June 1, 2009 - January 6, 2010

MORGAN STANLEY

RIA

CRD#: 149777

TAMPA, FL

Past

June 1, 2009 - January 6, 2010

MORGAN STANLEY

CRD#: 149777

TAMPA, FL

Past

August 1, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

TAMPA, FL

Past

August 1, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

TAMPA, FL

Past

August 15, 2006 - August 14, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

TAMPA, FL

Past

July 20, 2006 - August 14, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

TAMPA, FL

Past

April 21, 2006 - May 23, 2006

SII INVESTMENTS, INC.

CRD#: 2225

SARASOTA, FL

Past

January 1, 2006 - April 4, 2006

PARK AVENUE SECURITIES LLC

CRD#: 46173

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PGIM INVESTMENTS LLC

PGIM INVESTMENTS LLC | PRUDENTIAL INVESTMENTS LLC | PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC

CRD#: 105670 / SEC#: 801-31104

RIA

Registered Investment Advisory firm - (12/31/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/14/2022)

Nevada
(5/21/2025)

New York
(1/9/2012)

Ohio
(1/9/2012)

IAR

Ohio
(1/10/2012)

Pennsylvania
(1/9/2012)

West Virginia
(9/11/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/11/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/21/2005

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

PGIM INVESTMENTS LLC

PGIM INVESTMENTS LLC | PRUDENTIAL INVESTMENTS LLC | PRUDENTIAL INVESTMENTS FUND MANAGEMENT LLC

CRD#: 105670 / SEC#: 801-31104

RIA

Registered Investment Advisory firm - (12/31/1987 Approved)

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Contact information

Main Address

655 Broad Street, Newark, NJ 07102

Mailing Address

Phone number

(973) 802-9908

Established

Firm type

Fiscal year end

# of Employees

490

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PGIM INVESTMENTS LLC (3/26/2025)

Regulatory assets under management

Total Number of Accounts	196
AUM (Assets Under Management)	$ 322,085,635,448

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jonathan T. Koss

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Thomas Koss's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

GOLDMAN SACHS & CO. LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

SII INVESTMENTS, INC.

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

PGIM INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/11/2006

SIE

Date: 10/1/2018

Series 7

Date: 7/19/2006

Series 6

Date: 12/21/2005

FINRA

Current Firm

PGIM INVESTMENTS LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PGIM INVESTMENTS LLC

TRUST BUT VERIFY

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