TJ
Timothy L. Johnson
USADVISORS WEALTH MANAGEMENT
GLENWOOD, MN 56334
Some features on this profile are disabled
CRD#: 4887261
TJ
Professional summary
Timothy L Johnson, who also goes by Tim Johnson, is a registered financial advisor currently at USADVISORS WEALTH MANAGEMENT, LLC located in Glenwood, Minnesota and OSAIC WEALTH, INC. located in Glenwood, Minnesota.
Timothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Timothy has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tim Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy L Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 16, 2020 - Present
USADVISORS WEALTH MANAGEMENT, LLC
Office #1: 2 Franklin St S, Glenwood, MN 56334RIA
CRD#: 158108
GLENWOOD, MN
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 2 Franklin St S, Glenwood, MN 56334RIA
BD
CRD#: 23131
GLENWOOD, MN
Past
January 10, 2020 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
GLENWOOD, MN
Past
January 21, 2014 - January 16, 2020
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
WILLMAR, MN
Past
August 22, 2007 - January 21, 2014
CETERA INVESTMENT SERVICES LLC
RIA
CRD#: 15340
WILLMAR, MN
Past
August 22, 2007 - January 14, 2020
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
WILLMAR, MN
Past
January 22, 2007 - July 31, 2007
EDWARD JONES
RIA
CRD#: 250
ARLINGTON, TN
Past
February 1, 2005 - July 31, 2007
EDWARD JONES
BD
CRD#: 250
ARLINGTON, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UW
USADVISORS WEALTH MANAGEMENT, LLC
ADVOCATE WEALTH MANAGEMENT | WHITNEY WEALTH GROUP | USADVISORS WEALTH MANAGEMENT, LLC | STRATEGIC VISIONARIES | SINCERE FINANCIAL | MORTON FINANCIAL SOLUTIONS | LUDEWIG FINANCIAL | ETHOS FINANCIAL | ENGLE TYLER & ASSOCIATES | BLACK TULIP | AXIOM VALUE
CRD#: 158108 / SEC#: 801-77961
RIA
Registered Investment Advisory firm - (4/24/2013 Approved)District of Columbia
Registered Investment Advisory firm - (4/24/2013 Terminated)Indiana
Registered Investment Advisory firm - (4/29/2013 Terminated)Iowa
Registered Investment Advisory firm - (4/24/2013 Terminated)Massachusetts
Registered Investment Advisory firm - (4/25/2013 Terminated)Michigan
Registered Investment Advisory firm - (5/1/2013 Terminated)Minnesota
Registered Investment Advisory firm - (4/24/2013 Terminated)North Dakota
Registered Investment Advisory firm - (4/24/2013 Terminated)Ohio
Registered Investment Advisory firm - (4/24/2013 Terminated)South Dakota
Registered Investment Advisory firm - (4/24/2013 Terminated)Tennessee
Registered Investment Advisory firm - (5/23/2013 Terminated)Texas
Registered Investment Advisory firm - (4/24/2013 Terminated)Virginia
Registered Investment Advisory firm - (4/24/2013 Terminated)Washington
Registered Investment Advisory firm - (4/30/2013 Terminated)Wisconsin
Registered Investment Advisory firm - (4/24/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2024)
RR
Colorado(6/14/2024)
RR
Florida(6/14/2024)
RR
Georgia(6/14/2024)
RR
Illinois(6/14/2024)
RR
Indiana(6/14/2024)
RR
Massachusetts(6/14/2024)
IAR
Minnesota(1/16/2020)
RR
Minnesota(6/14/2024)
RR
Mississippi(6/14/2024)
RR
Missouri(6/14/2024)
RR
North Dakota(6/14/2024)
RR
South Carolina(6/14/2024)
RR
South Dakota(6/14/2024)
RR
Tennessee(6/14/2024)
RR
Texas(6/14/2024)
RR
Virginia(6/14/2024)
RR
Washington(6/14/2024)
RR
Wisconsin(6/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UW
USADVISORS WEALTH MANAGEMENT, LLC
ADVOCATE WEALTH MANAGEMENT | WHITNEY WEALTH GROUP | USADVISORS WEALTH MANAGEMENT, LLC | STRATEGIC VISIONARIES | SINCERE FINANCIAL | MORTON FINANCIAL SOLUTIONS | LUDEWIG FINANCIAL | ETHOS FINANCIAL | ENGLE TYLER & ASSOCIATES | BLACK TULIP | AXIOM VALUE
CRD#: 158108 / SEC#: 801-77961
RIA
Registered Investment Advisory firm - (4/24/2013 Approved)District of Columbia
Registered Investment Advisory firm - (4/24/2013 Terminated)Indiana
Registered Investment Advisory firm - (4/29/2013 Terminated)Iowa
Registered Investment Advisory firm - (4/24/2013 Terminated)Massachusetts
Registered Investment Advisory firm - (4/25/2013 Terminated)Michigan
Registered Investment Advisory firm - (5/1/2013 Terminated)Minnesota
Registered Investment Advisory firm - (4/24/2013 Terminated)North Dakota
Registered Investment Advisory firm - (4/24/2013 Terminated)Ohio
Registered Investment Advisory firm - (4/24/2013 Terminated)South Dakota
Registered Investment Advisory firm - (4/24/2013 Terminated)Tennessee
Registered Investment Advisory firm - (5/23/2013 Terminated)Texas
Registered Investment Advisory firm - (4/24/2013 Terminated)Virginia
Registered Investment Advisory firm - (4/24/2013 Terminated)Washington
Registered Investment Advisory firm - (4/30/2013 Terminated)Wisconsin
Registered Investment Advisory firm - (4/24/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
15750 Venture Lane, Eden Prairie, MN 55344
Mailing Address
Phone number
(952) 829-0000
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,145 |
| AUM (Assets Under Management) | $ 483,345,924 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
