Evan D. Koch

EDK ADVISORY

FRISCO, TX 75034

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CRD#: 4886810

Professional summary

Evan David Koch is a registered financial advisor currently at EDK ADVISORY located in Frisco, Texas.

Evan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Evan has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: J.E. SIMMONS & CO. INVESTMENT-RELATED: YES ADDRESS: 15770 N. DALLAS PKWY, SUITE 150, DALLAS, TX 75248 BUSINESS: CPA FIRM PROVIDING COMPREHENSIVE FINANCIAL PLANNING, TAX, AND ACCOUNTING SERVICES. POSITION: FINANCIAL COUNSELOR AND TAX MANAGER START DATE: 11/17/08 HOURS: FULL-TIME DUTIES: PROVIDE TAX SERVICES AND FINANCIAL COUNSELING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evan David Koch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2018 - Present

EDK ADVISORY

Office #1: 2591 Dallas Parkway, #300, Frisco, TX 75034

RIA

CRD#: 292227

FRISCO, TX

Past

February 6, 2009 - April 10, 2018

J.E. SIMMONS & CO., P.C.

RIA

CRD#: 108789

DALLAS, TX

Past

February 11, 2008 - December 9, 2009

EDK FINANCIAL ADVISORY, PC

RIA

CRD#: 144886

FRISCO, TX

Past

December 7, 2004 - April 24, 2007

CAIN, WATTERS & ASSOCIATES, LLC

RIA

CRD#: 111521

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(4/12/2023)

IAR

North Carolina
(4/8/2019)

IAR

Texas
(2/8/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/25/2004

Uniform Investment Adviser Law Examination

Current Firm

EDK ADVISORY

EDK ADVISORY | EDK ADVISORY, PLLC

CRD#: 292227 / SEC#:

Iowa

Registered Investment Advisory firm - (3/13/2023 Approved)

North Carolina

Registered Investment Advisory firm - (4/8/2019 Approved)

Texas

Registered Investment Advisory firm - (2/8/2018 Approved)

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Contact information

Main Address

2591 Dallas Parkway, #300, Frisco, TX 75034

Mailing Address

Phone number

(972) 731-4348

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	168
AUM (Assets Under Management)	$ 45,423,946

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Evan D. Koch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Evan David Koch's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDK ADVISORY

J.E. SIMMONS & CO., P.C.

EDK FINANCIAL ADVISORY, PC

CAIN, WATTERS & ASSOCIATES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/25/2004

Current Firm

EDK ADVISORY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EDK ADVISORY

TRUST BUT VERIFY

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