Laura G. Owsley

AM INVESTMENT STRATEGIES

Chattanooga, TN 37402

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CRD#: 4886775

Professional summary

Laura Ginnette Owsley, who also goes by Laura Ginnette Cross, Laura Owsley, is a registered financial advisor currently at AM INVESTMENT STRATEGIES, LLC located in Chattanooga, Tennessee.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Laura has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laura Ginnette Cross | Laura Owsley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Laura is a licensed insurance agent with various insurance companies, and in such capacity, may recommend, on a fully-disclosed commission basis, the purchase of certain insurance products. While we do not sell such insurance products to our investment advisory clients, we do permit Laura, in her capacity as a licensed insurance agent, to sell insurance products to our investment advisory clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Ginnette Owsley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 27, 2012 - Present

AM INVESTMENT STRATEGIES, LLC

Office #1: 832 Georgia Avenue Suite 100, Chattanooga, TN 37402

RIA

CRD#: 165823

Chattanooga, TN

Past

November 23, 2012 - April 10, 2013

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

CHATTANOOGA, TN

Past

July 27, 2011 - November 26, 2012

BENJAMIN F. EDWARDS & COMPANY, INC.

RIA

CRD#: 146936

CHATTANOOGA, TN

Past

July 25, 2011 - November 26, 2012

BENJAMIN F. EDWARDS & COMPANY, INC.

CRD#: 146936

CHATTANOOGA, TN

Past

March 24, 2009 - July 26, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

CHATTANOOGA, TN

Past

March 23, 2009 - July 26, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

CHATTANOOGA, TN

Past

January 10, 2007 - March 11, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHATTANOOGA, TN

Past

October 27, 2006 - March 11, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHATTANOOGA, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AM INVESTMENT STRATEGIES, LLC

CRD#: 165823 / SEC#: 801-77283

RIA

Registered Investment Advisory firm - (11/8/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(11/27/2012)

IAR

Texas
(10/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/9/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/26/2006

General Securities Representative Examination

Current Firm

AM INVESTMENT STRATEGIES, LLC

CRD#: 165823 / SEC#: 801-77283

RIA

Registered Investment Advisory firm - (11/8/2012 Approved)

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Contact information

Main Address

832 Georgia Avenue Suite 100, Chattanooga, TN 37402

Mailing Address

Phone number

(423) 486-1888

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (11/6/2025)

Regulatory assets under management

Total Number of Accounts	1,357
AUM (Assets Under Management)	$ 709,903,352

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Laura G. Owsley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Ginnette Owsley's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

BENJAMIN F. EDWARDS & COMPANY, INC.

BENJAMIN F. EDWARDS & COMPANY, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

AM INVESTMENT STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/9/2007

Series 7

Date: 10/26/2006

Current Firm

AM INVESTMENT STRATEGIES, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AM INVESTMENT STRATEGIES, LLC

TRUST BUT VERIFY

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