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EP

Erik S. Pearson

PINE DISTRIBUTORS
Omaha, NE
Some features on this profile are disabled
CRD#: 4886738
EP

Professional summary

Erik Sader Pearson, who also goes by Eric Sader Pearson, is a registered financial professional currently at PINE DISTRIBUTORS LLC located in Omaha, Nebraska.

Erik is registered as a RR (Registered Representative) and started their career in finance in 2005. Erik has worked at 13 firms and has passed the SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Eric Sader Pearson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Erik Sader Pearson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 26, 2025 - Present

PINE DISTRIBUTORS LLC

BD
CRD#: 323408
Omaha, NE
Past

February 22, 2021 - January 28, 2022

FORESIDE DISTRIBUTION SERVICES, L.P.

BD
CRD#: 15634
Elkhorn, NE
Past

August 26, 2020 - January 28, 2022

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
Elkhorn, NE
Past

February 28, 2019 - January 28, 2022

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
Elkhorn, NE
Past

February 28, 2019 - January 28, 2022

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
Elkhorn, NE
Past

February 28, 2019 - January 28, 2022

FORESIDE GLOBAL SERVICES, LLC

BD
CRD#: 147382
Elkhorn, NE
Past

February 28, 2019 - January 28, 2022

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
Elkhorn, NE
Past

August 30, 2018 - January 28, 2022

NORTHERN FUNDS DISTRIBUTORS, LLC

BD
CRD#: 45943
Elkhorn, NE
Past

June 7, 2018 - January 28, 2022

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
Elkhorn, NE
Past

April 16, 2018 - January 28, 2022

COMPASS DISTRIBUTORS, LLC

BD
CRD#: 172662
Elkhorn, NE
Past

April 10, 2018 - January 28, 2022

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Elkhorn, NE
Past

October 18, 2012 - March 16, 2018

NORTHERN LIGHTS DISTRIBUTORS, LLC

BD
CRD#: 126159
OMAHA, NE
Past

October 20, 2005 - February 11, 2011

QA3 FINANCIAL CORP.

BD
CRD#: 14754
OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/19/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/17/2026
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PINE DISTRIBUTORS LLC
PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Phone number
(720) 651-8092
Established
Delaware since 08/30/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYNCOO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591
WOODCOCK, ALEXANDER JAMESPFO6454017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINE DISTRIBUTORS LLC

CRD#: 323408Omaha, NE

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