Tobin J. Butcher

BC FINANCIAL

Normandy Park, WA 98148

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CRD#: 4886572

Professional summary

Tobin J Butcher is a registered financial advisor currently at BC FINANCIAL located in Normandy Park, Washington.

Tobin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Tobin has worked at 4 firms and has passed the Series 66, Series 7TO, SIE, Series 7, Series 24 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Bridge Capital; Non-Investment related; 19803 1st Ave S STE 200, Normandy Park, WA 98148; Business Consulting; CEO; Manager; May 2014; Part-Time (20hrs a month); No work time devoted during securities trading hours; Business analytics and client interaction/maintenance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tobin J Butcher's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2011 - Present

BC FINANCIAL

Office #1: 19803 1st Ave S Suite 200, Normandy Park, WA 98148

RIA

CRD#: 288411

Normandy Park, WA

Past

September 22, 2022 - November 25, 2024

BC FINANCIAL

CRD#: 288411

NORMANDY PARK, WA

Past

January 4, 2011 - December 31, 2013

BRIDGE CAPITAL

RIA

CRD#: 153120

SEATTLE, WA

Past

January 4, 2011 - May 11, 2017

BRIDGE CAPITAL

RIA

CRD#: 153120

SEATTLE, WA

Past

July 19, 2006 - March 5, 2009

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

October 17, 2005 - July 25, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SEATTLE, WA

Past

June 22, 2005 - July 25, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(1/4/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/7/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/7/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 28

Date: 1/2/2023

Introducing Broker/Dealer Financial Operations Principal Examination

Current Firm

BC FINANCIAL

BC FINANCIAL | BC FINANCIAL, LLC

CRD#: 288411 / SEC#: , 8-69945

Washington

Registered Investment Advisory firm - SEC (1/4/2011 Approved)

Terminated by SEC on 11/22/2024

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Contact information

Main Address

19803 1st Ave S Suite 200, Normandy Park, WA 98148

Mailing Address

Phone number

(206) 696-8428

Established

Washington since 03/17/2017

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
BUTCHER, TOBIN J	MANAGER; CCO	4886572

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tobin J. Butcher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tobin J Butcher's CRS (Customer Relationship Summary).

Certified licenses

Experience

BC FINANCIAL

BRIDGE CAPITAL

BRIDGE CAPITAL

GOLDMAN SACHS & CO. LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/7/2005

Series 7TO

Date: 1/2/2023

SIE

Date: 1/2/2023

Series 7

Date: 5/7/2018

Series 24

Date: 1/2/2023

Series 28

Date: 1/2/2023

Current Firm

BC FINANCIAL

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

BC FINANCIAL

TRUST BUT VERIFY

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