Erik A. Schei

GATES PASS ADVISORS

Bainbridge Island, WA

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CRD#: 4886564

Professional summary

Erik Allen Schei, who also goes by Erik A Schei, is a registered financial advisor currently at GATES PASS ADVISORS, LLC located in Bainbridge Island, Washington.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Erik has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Erik A Schei

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: SVGRP, LLC (Not investment-related) Address: Bainbridge Island, Washington Business: Consulting Position/Duties: Owner Start Date: 2016 Hours devoted during securities trading: 0 Hours devoted outside securities trading: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Allen Schei's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2019 - Present

GATES PASS ADVISORS, LLC

Office #2: 280 2nd Street Suite 280, Los Altos, CA 94022

RIA

CRD#: 269983

Bainbridge Island, WA

Past

July 5, 2017 - June 14, 2019

ARIA WEALTH MANAGEMENT

RIA

CRD#: 288450

SAN JOSE, CA

Past

October 7, 2016 - December 19, 2016

SOWELL MANAGEMENT

RIA

CRD#: 127145

San Jose, CA

Past

October 10, 2011 - June 16, 2014

PRIVATE CLIENT ADVISORS

RIA

CRD#: 158777

SAN JOSE, CA

Past

October 10, 2011 - June 16, 2014

CONCERT CAPITAL MANAGEMENT

RIA

CRD#: 158763

SAN JOSE, CA

Past

February 8, 2007 - March 29, 2018

CONCERT WEALTH MANAGEMENT

RIA

CRD#: 141253

SAN JOSE, CA

Past

April 12, 2006 - February 14, 2007

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

PALO ALTO, CA

Past

February 17, 2006 - February 14, 2007

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

PALO ALTO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GATES PASS ADVISORS, LLC

CRD#: 269983 / SEC#: 801-123686

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

California

Registered Investment Advisory firm - (5/26/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/3/2019)

IAR

Texas
(6/11/2025)

IAR

Washington
(6/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/8/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/25/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/16/2006

General Securities Representative Examination

Current Firm

GATES PASS ADVISORS, LLC

CRD#: 269983 / SEC#: 801-123686

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

California

Registered Investment Advisory firm - (5/26/2022 Terminated)

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Contact information

Main Address

280 2nd Street Suite 280, Los Altos, CA 94022

Mailing Address

Phone number

(650) 797-0280

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GATES PASS ADVISORS FORM ADV PART 2A (7/24/2025)

Regulatory assets under management

Total Number of Accounts	279
AUM (Assets Under Management)	$ 187,953,677

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Erik A. Schei

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Allen Schei's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARIA WEALTH MANAGEMENT

SOWELL MANAGEMENT

PRIVATE CLIENT ADVISORS

CONCERT CAPITAL MANAGEMENT

CONCERT WEALTH MANAGEMENT

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

GATES PASS ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/8/2006

Series 63

Date: 2/25/2006

Series 7

Date: 2/16/2006

Current Firm

GATES PASS ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GATES PASS ADVISORS, LLC

TRUST BUT VERIFY

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