Viviana C. Norden
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Viviana Carmona Norden, who also goes by VIviana Carmona, Viviana Carmona Nordon, was a registered financial professional .
Viviana is a previously registered financial professional and started their career in finance in 2012. Viviana had worked at 7 firms and has passed the Series 99TO, SIE and Series 27 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2025 - March 31, 2026
DEVON PARK SECURITIES, LLC
May 1, 2019 - January 20, 2021
TUDOR PICKERING HOLT & CO ADVISORS LP
May 1, 2019 - December 31, 2024
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC
May 1, 2019 - July 1, 2026
PERELLA WEINBERG PARTNERS LP
March 24, 2017 - April 26, 2019
ING FINANCIAL MARKETS LLC
April 11, 2014 - March 20, 2017
ITAU BBA USA SECURITIES, INC.
June 4, 2012 - April 19, 2014
ENLACE MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
DEVON PARK SECURITIES, LLC
CRD#: 327313 / SEC#: , 8-71146
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
