Jessica M. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jessica M Brown was a registered financial professional .
Jessica is a previously registered financial professional and started their career in finance in 2007. Jessica had worked at 4 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2016 - February 6, 2017
TS IMAGINE BROKERAGE SERVICES, LLC
July 25, 2014 - July 28, 2016
FLEXTRADE LLC
October 22, 2012 - July 9, 2014
BNP PARIBAS SECURITIES CORP.
August 7, 2007 - November 25, 2009
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TS IMAGINE BROKERAGE SERVICES, LLC
CRD#: 146283 / SEC#: , 8-67807
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
