Gregory Guenther

GRANTVEST FINANCIAL GROUP LLC

Matawan, NJ 07747

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CRD#: 4886233

Professional summary

Gregory Guenther is a registered financial advisor currently at GRANTVEST FINANCIAL GROUP LLC located in Matawan, New Jersey and CALTON & ASSOCIATES, INC. located in Matawan, New Jersey.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Gregory has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name of Business: Multiple Insurance Carriers. Non-Investment related. Address: 106 Main Street, Suite D, Matawan, NJ 07747. Nature of Business: Sales of Insurance products, Disability products, and other voluntary benefits. Position/Title/Relationship: Agent. Start Date: 09/2009. Hours per month: Less than 10. Hours per month during Securities trading hours: Less than 5%. Duties/Responsibilities: Sales of Insurance products, Disability products, and other voluntary benefits. 2) Name of Business: Gregory Guenther, LLC. Non-Investment related. Address: 1603 Sheridan Drive, Wall Township, NJ 07719. Nature of Business: Tax Filing Purposes. Position/Title/Relationship: Owner. Start Date: 09/2009. Hours per month: 5. Hours per month during Securities trading hours: 5. Duties/Responsibilities: LLC solely for tax purposes. 3) GRANTvest Financial Group. Investment Related. 106 Main Street, Suite D, Matawan New Jersey, 07747. Nature of Business: DBA Used for brand reconition Title: Partner. Start Date: 08/12/2019. 4) GRANTvest Financial Group, LLC. Investment Related. 106 Main St, Suite D Matawan New Jersey, 07747. Nature of Business: RIA-Financial Planning Primarily ETF's and Equities. Title: Partner RIA. Start Date: 11/02/2020. Hours per Month: 20-40 Hours. Duties: Duties of an IAR and RIA owner. 5) JBT Benefits Group LLC. Non-Investment related. 160 Main St. Suite D Matawan, NJ 07747, Nature of Business: LLC for processing life and health supplement insurance business. Title: Partner. Start Date: 06/22/2023. Hours Per Month: 1 . Duties: LLC established to process life and supplemental health insurance business. 6) FED RP, LLC - A DBA for marketing services of GrantVest Financial Group to Federal Employees. Address- 106 Main Street, Suite E, Matawan NJ 07747. O hours per month. Start Date 09/2023.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Guenther's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 4, 2020 - Present

GRANTVEST FINANCIAL GROUP LLC

Office #1: 106 Main Street Suite D, Matawan, NJ 07747

RIA

CRD#: 310272

Matawan, NJ

Current

June 4, 2013 - Present

CALTON & ASSOCIATES, INC.

Office #1: 106 Main Street Suite D, Matawan, NJ 07747

RIA

CRD#: 20999

Matawan, NJ

Past

December 5, 2018 - April 12, 2021

CALTON & ASSOCIATES, INC.

RIA

CRD#: 20999

TAMPA, FL

Past

September 2, 2009 - June 5, 2013

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

MATAWAN, NJ

Past

October 6, 2006 - September 8, 2009

GARDEN STATE SECURITIES, INC.

CRD#: 10083

TINTON FALLS, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRANTVEST FINANCIAL GROUP LLC

FEDRP | GRANTVEST FINANCIAL GROUP LLC

CRD#: 310272 / SEC#: 801-129847

RIA

Registered Investment Advisory firm - (4/8/2024 Approved)

Florida

Registered Investment Advisory firm - (4/17/2024 Terminated)

Maryland

Registered Investment Advisory firm - (4/23/2024 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/17/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (4/18/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/18/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/17/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Georgia
(3/27/2024)

Kansas
(6/3/2019)

Massachusetts
(6/4/2013)

Michigan
(3/27/2024)

New Jersey
(6/4/2013)

IAR

New Jersey
(11/4/2020)

New York
(6/4/2013)

North Carolina
(3/27/2024)

Ohio
(3/28/2024)

Tennessee
(3/27/2024)

IAR

Texas
(12/21/2022)

Texas
(1/2/2025)

Virginia
(3/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GRANTVEST FINANCIAL GROUP LLC

FEDRP | GRANTVEST FINANCIAL GROUP LLC

CRD#: 310272 / SEC#: 801-129847

RIA

Registered Investment Advisory firm - (4/8/2024 Approved)

Florida

Registered Investment Advisory firm - (4/17/2024 Terminated)

Maryland

Registered Investment Advisory firm - (4/23/2024 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/17/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (4/18/2024 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/18/2024 Terminated)

Texas

Registered Investment Advisory firm - (4/17/2024 Terminated)

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Contact information

Main Address

106 Main Street Suite D, Matawan, NJ 07747

Mailing Address

Phone number

(732) 970-6659

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,100
AUM (Assets Under Management)	$ 170,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gregory Guenther

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Guenther's CRS (Customer Relationship Summary).

Certified licenses

Experience

CALTON & ASSOCIATES, INC.

CALTON & ASSOCIATES, INC.

NEWBRIDGE SECURITIES CORPORATION

GARDEN STATE SECURITIES, INC.

Primary Firm SEC Registration

GRANTVEST FINANCIAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/2018

Series 63

Date: 10/27/2006

SIE

Date: 10/1/2018

Series 7

Date: 10/5/2006

FINRA

Current Firm

GRANTVEST FINANCIAL GROUP LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRANTVEST FINANCIAL GROUP LLC

TRUST BUT VERIFY

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