Divyesh Bhakta
Professional summary
Divyesh Bhakta is a registered financial professional currently at CONSTELLATION located in Hoboken, New Jersey.
Divyesh is registered as a RR (Registered Representative) and started their career in finance in 2006. Divyesh has worked at 3 firms and has passed the Series 63, Series 79TO, Series 62, SIE, Series 17 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Divyesh Bhakta's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2021 - Present
CONSTELLATION
September 29, 2016 - November 5, 2020
BMO CAPITAL MARKETS CORP.
May 9, 2006 - February 15, 2016
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2022)
(9/16/2022)
(9/19/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 17
Date: 5/8/2006
Limited Registered Representative ExaminationFINRA
Current Firm
CONSTELLATION
CRD#: 311178 / SEC#: , 8-70608
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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