Mark J. Monson

MONSON WEALTH MANAGEMENT LLC

KAYSVILLE, UT

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CRD#: 4885702

Professional summary

Mark Jay Monson is a registered financial advisor currently at MONSON WEALTH MANAGEMENT LLC located in Kaysville, Utah.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Mark has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT; INVESTMENT RELATED; KAYSVILLE, UT; 09/2018; FIXED INSURANCE PRODUCT SALES; 10HRS/MONTH INCLUDING DURING MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Jay Monson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2025 - Present

MONSON WEALTH MANAGEMENT LLC

RIA

CRD#: 337251

KAYSVILLE, UT

Past

September 26, 2018 - July 8, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Salt Lake City, UT

Past

September 26, 2018 - July 8, 2025

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Salt Lake City, UT

Past

August 30, 2012 - October 1, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

SALT LAKE CITY, UT

Past

August 29, 2012 - October 1, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

SALT LAKE CITY, UT

Past

July 26, 2007 - August 30, 2012

EDWARD JONES

RIA

CRD#: 250

PROVO, UT

Past

June 29, 2007 - August 30, 2012

EDWARD JONES

CRD#: 250

PROVO, UT

Past

February 23, 2005 - June 29, 2006

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(7/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/12/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/21/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/27/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/22/2005

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/4/2013

General Securities Principal Examination

Current Firm

MONSON WEALTH MANAGEMENT LLC

CRD#: 337251 / SEC#: 801-133837

RIA

Registered Investment Advisory firm - (7/7/2025 120-Day Approval)

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Contact information

Main Address

Kaysville, UT

Mailing Address

Phone number

(801) 822-7977

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A SEC (11/6/2025)

Regulatory assets under management

Total Number of Accounts	26
AUM (Assets Under Management)	$ 199,025,420

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark J. Monson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Jay Monson's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

EDWARD JONES

EDWARD JONES

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/12/2007

Series 63

Date: 3/21/2005

SIE

Date: 10/1/2018

Series 7

Date: 6/27/2007

Series 6

Date: 2/22/2005

Series 24

Date: 2/4/2013

Current Firm

MONSON WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MONSON WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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