Keith A. Rhodus

CLARE MARKET INVESTMENTS

DALLAS, TX 75204

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CRD#: 4885604

Professional summary

Keith Anderson Rhodus is a registered financial advisor currently at CLARE MARKET INVESTMENTS, LLC located in Dallas, Texas.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Keith has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INSURANCE SALES. KEITH A. RHODUS; NON-INVESTMENT RELATED; SAME ADDRESS; LESS THAN 10% OF TIME.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Anderson Rhodus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2015 - Present

CLARE MARKET INVESTMENTS, LLC

Office #1: 2620 State Street, Dallas, TX 75204

RIA

CRD#: 217515

DALLAS, TX

Past

June 14, 2013 - August 20, 2014

MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC

RIA

CRD#: 115120

DALLAS, TX

Past

March 7, 2012 - September 25, 2015

GIRARD SECURITIES, INC.

RIA

CRD#: 18697

DALLAS, TX

Past

March 7, 2012 - September 25, 2015

GIRARD SECURITIES, INC.

CRD#: 18697

DALLAS, TX

Past

October 19, 2010 - March 6, 2012

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

DALLAS, TX

Past

September 20, 2010 - March 6, 2012

NEUBERGER BERMAN BD LLC

CRD#: 2908

DALLAS, TX

Past

September 5, 2006 - September 20, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DALLAS, TX

Past

September 5, 2006 - September 20, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

DALLAS, TX

Past

February 14, 2005 - September 12, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

DALLAS, TX

Past

January 26, 2005 - September 12, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLARE MARKET INVESTMENTS, LLC

CRD#: 217515 / SEC#: 801-114649

RIA

Registered Investment Advisory firm - (2/4/2019 Approved)

Texas

Registered Investment Advisory firm - (2/11/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/8/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/7/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/1/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/25/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/25/2005

General Securities Representative Examination

Current Firm

CLARE MARKET INVESTMENTS, LLC

CRD#: 217515 / SEC#: 801-114649

RIA

Registered Investment Advisory firm - (2/4/2019 Approved)

Texas

Registered Investment Advisory firm - (2/11/2019 Terminated)

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Contact information

Main Address

2620 State Street, Dallas, TX 75204

Mailing Address

Phone number

(866) 659-1019

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLARE MARKET DISCLOSURE BROCHURE AND SUPPLEMENTS (8/5/2025)

Regulatory assets under management

Total Number of Accounts	601
AUM (Assets Under Management)	$ 556,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Keith A. Rhodus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Anderson Rhodus's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCELHENNY SHEFFIELD CAPITAL MANAGEMENT, LLC

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

CLARE MARKET INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/7/2005

Series 63

Date: 2/1/2005

SIE

Date: 9/25/2015

Series 7

Date: 1/25/2005

Current Firm

CLARE MARKET INVESTMENTS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLARE MARKET INVESTMENTS, LLC

TRUST BUT VERIFY

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