Michael J. Burwick

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CRD#: 4885553

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Jay Burwick was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2004. Michael had worked at 10 firms and has passed the Series 63, Series 65, Series 22TO, SIE, Series 7, Series 22, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

#1. NAME OF BUSINESS - GREENSPOON MARDER LLP; INVESTMENT RELATED - NO; ADDRESS - 200E. BOULEVARD, SUITE 1800, FORT LAUDERDALE, FLORIDA 33301 ; NATURE - LAW FIRM; POSITION - EQUITY OWNER; START DATE - 04/26/2021; APPROXIMATE NUMBER OF HOURS PER MONTH - 100 WITH 3.5 DURING TRADING HOURS; DUTIES - PROVIDE TAX, SECURITIES, SPORTS AND ENTERTAINMENT LAW AND OTHER COUNSEL TO CLIENTS AS NEEDED. #2. NAME OF BUSINESS - STRATEGIC SPORTS, MEDIA & ENTERTAINMENT; INVESTMENT RELATED - NO; ADDRESS - 158 NEWTON STREET, WESTON, MA 02493; NATURE - SPORTS AGENCY; POSITION - EQUITY OWNER; START DATE - 03/01/2021; APPROXIMATE NUMBER OF HOURS PER MONTH - 25, WITH 1 DURING TRADING HOURS; DUTIES - NEGOTIATE CONTRACTS ON BEHALF OF PROFESSIONAL ATHLETES.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 10, 2021 - November 4, 2022

RCX CAPITAL GROUP, LLC

CRD#: 114290

THE WOODLANDS, TX

Past

April 13, 2021 - November 2, 2022

ASSET STRATEGY ADVISORS, LLC

RIA

CRD#: 139879

NATICK, MA

Past

February 14, 2018 - April 8, 2019

TRUST ADVISORY GROUP LTD

RIA

CRD#: 106926

WOBURN, MA

Past

December 19, 2017 - April 8, 2019

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

READING, MA

Past

December 12, 2016 - September 19, 2017

D.H. HILL ADVISORS, INC.

RIA

CRD#: 116324

Westborough, MA

Past

December 6, 2016 - September 19, 2017

D.H. HILL SECURITIES, LLLP

CRD#: 41528

KINGWOOD, TX

Past

August 14, 2014 - December 5, 2014

FINANCIAL WEST GROUP

CRD#: 16668

RENO, NV

Past

August 11, 2014 - December 5, 2014

FINANCIAL WEST GROUP

RIA

CRD#: 16668

PLYMOUTH, MA

Past

January 5, 2012 - August 17, 2012

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

GAITHERSBURG, MD

Past

December 21, 2011 - August 17, 2012

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124446

GAITHERSBURG, MD

Past

March 17, 2008 - January 5, 2010

TRUST ADVISORY GROUP LTD

RIA

CRD#: 106926

BIRMINGHAM, AL

Past

October 20, 2005 - December 31, 2009

AGES FINANCIAL SERVICES, LTD.

CRD#: 15427

HYANNIS, MA

Past

December 7, 2004 - October 18, 2005

STEVEN L. FALK & ASSOCIATES INC.

CRD#: 14297

LAS VEGAS, NV

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/7/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/1/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 22TO

Date: 1/2/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/14/2006

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 12/6/2004

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 4/18/2018

General Securities Principal Examination

Current Firm

RCX CAPITAL GROUP, LLC

RCX CAPITAL GROUP, LLC | SILVER POSTAL CAPITAL LLC | SILVER PORTAL CAPITAL LLC

CRD#: 114290 / SEC#: , 8-53416

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

2002 Timberloch Place Suite 200, The Woodlands, TX 77380

Mailing Address

2002 Timberloch Place Suite 200, The Woodlands, TX 77380

Phone number

(858) 923-8484

Established

California since 09/27/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
RCX CAPITAL GROUP HOLDINGS, LLC	MEMBER
GUINCHARD, APRIL DIANE	CORPORATE SECRETARY/REGISTERED PRINCIPAL	1729146
GUINCHARD, JEAN-LOUIS	PRESIDENT/SENIOR MANAGING PRINCIPAL/EXECUTIVE REP/CCO/TRUSTEE	1983431
JOHNSON, KRISTY KAY	CFO/FINOP	4470948

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Burwick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ASSET STRATEGY ADVISORS, LLC

TRUST ADVISORY GROUP LTD

AGES FINANCIAL SERVICES, LTD.

D.H. HILL ADVISORS, INC.

D.H. HILL SECURITIES, LLLP

FINANCIAL WEST GROUP

FINANCIAL WEST GROUP

J.P. TURNER & COMPANY, L.L.C.

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

TRUST ADVISORY GROUP LTD

AGES FINANCIAL SERVICES, LTD.

STEVEN L. FALK & ASSOCIATES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/7/2021

Series 65

Date: 8/1/2006

Series 22TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/14/2006

Series 22

Date: 12/6/2004

Series 14

Date: 1/2/2023

Series 24

Date: 4/18/2018

Current Firm

RCX CAPITAL GROUP, LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

RCX CAPITAL GROUP, LLC

TRUST BUT VERIFY

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