Robert L. Tate
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Lee Tate JR., who also goes by Robert Lee Tate, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2008 - December 30, 2010
HB CONSULTING CORPORATION
February 20, 2007 - March 26, 2025
TATE PRIVATE WEALTH ADVISERS
March 2, 2000 - December 31, 2006
TATE PRIVATE WEALTH ADVISERS
State Registrations and Notice Filings
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Visual representation of state registrations
Current Firm
HB CONSULTING CORPORATION
CRD#: 146582 / SEC#:
Contact information
Red Flags
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