Wes R. Wokersin
Professional summary
Wes Randolph Wokersin is a registered financial professional currently at LAKESHORE SECURITIES, L.P. located in Chicago, Illinois.
Wes is registered as a RR (Registered Representative) and started their career in finance in 2006. Wes has worked at 3 firms and has passed the Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wes Randolph Wokersin's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 22, 2019 - Present
LAKESHORE SECURITIES, L.P.
Office #1: 401 S. Lasalle Street Suite 1000, Chicago, IL 60605Office #2: 401 S. Lasalle #1000, Chicago, IL 60605September 28, 2018 - August 16, 2019
TJM INVESTMENTS, LLC
May 1, 2017 - October 9, 2018
X-CHANGE FINANCIAL ACCESS, LLC
January 24, 2006 - May 1, 2017
LAKESHORE SECURITIES, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe Exchange, Inc.
FINRA
Current Firm
LAKESHORE SECURITIES, L.P.
CRD#: 34381 / SEC#: , 8-28820
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROSS VOL LLC | GENERAL PARTNER | |
| FLP TRADING LLC | GENERAL PARTNER | |
| GARZA, ALEXANDER BENJAMIN | LIMITED PARTNER | 4945272 |
| GREY WOLF CAPITAL LLC | GENERAL PARTNER | |
| GANNON, MARK EDWARD | FINOP AND CCO |
Disclosures
| Regulatory Event | 13 |
Red Flags
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