Richard K. Cahill
Professional summary
Richard Kenneth Cahill, who also goes by Richard Kenneth Marshall, is a registered financial professional currently at GOLDMAN SACHS CUSTODY SOLUTIONS located in Mclean, Virginia.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2005. Richard has worked at 3 firms and has passed the Series 63, Series 66, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Kenneth Cahill's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2017 - Present
GOLDMAN SACHS CUSTODY SOLUTIONS
Office #1: 8180 Greensboro Dr 8th Floor, Mclean, VA 22102Office #2: 8180 Greensboro Dr 8th Floor, Mclean, VA 22102October 7, 2008 - January 18, 2012
GOLDMAN SACHS CUSTODY SOLUTIONS
April 22, 2006 - July 9, 2008
TD AMERITRADE, INC.
June 15, 2005 - April 22, 2006
TD AMERITRADE CLEARING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/9/2017)
Exams
Series 57TO
Date: 12/1/2023
Securities Trader ExamFINRA
Nasdaq Stock Market
Current Firm
GOLDMAN SACHS CUSTODY SOLUTIONS
CRD#: 48015 / SEC#: , 8-52009
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOLIO FINANCIAL, INC. (D/B/A GOLDMAN SACHS CS HOLDINGS) | 100 % SHAREHOLDER | |
| CHOKSI, ANISH PAREN | CHIEF COMPLIANCE OFFICER | 6506840 |
| EISENSTEIN, JEREMY S | CHIEF EXECUTIVE OFFICER & PRESIDENT | 4972748 |
| FYFFE, JAMES COMPEAU | CHIEF FINANCIAL OFFICER, FINOP & PFO | 2619159 |
| GERAGHTY, PETER RICHARD | GENERAL COUNSEL | 4930752 |
| GREEFF, BRIAN MICHAEL | COO & POO | 4273392 |
| SIEGLER, ADAM JAMES | MANAGING DIRECTOR | 5112351 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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