Edgar Repko
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edgar Repko, who also goes by Edgar Harold Repko Jr., Edgar Harold Repko, was a registered financial professional .
Edgar is a previously registered financial professional and started their career in finance in 2005. Edgar had worked at 8 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2012 - April 20, 2012
SPARTAN CAPITAL SECURITIES, LLC
January 5, 2010 - December 15, 2011
SPARTAN CAPITAL SECURITIES, LLC
February 3, 2009 - January 4, 2010
AVALON PARTNERS, INC.
October 26, 2007 - January 22, 2009
VCS VENTURE SECURITIES
September 24, 2007 - October 8, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 6, 2007 - October 8, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 27, 2006 - March 12, 2007
NYLIFE SECURITIES LLC
January 4, 2006 - March 24, 2006
VFINANCE INVESTMENTS, INC
July 8, 2005 - December 2, 2005
GREAT EASTERN SECURITIES, INC.
February 3, 2005 - June 28, 2005
THINKEQUITY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
