DK
David P. Koehler
AE WEALTH MANAGEMENT
Lenexa, KS 66219
Some features on this profile are disabled
CRD#: 4884835
DK
Professional summary
David Patrick Koehler Jr., who also goes by David Patrick Koehler Jr, David Patrick Koehler, David Patrick Koehler Jr, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Lenexa, Kansas and AE FINANCIAL SERVICES, LLC located in Topeka, Kansas.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. David has worked at 5 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Patrick Koehler Jr | David Patrick Koehler | David Patrick Koehler Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) AE Wealth Management LLC POSITION: Investment Advisor Representative NATURE: Investment Advice for fee INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE 08/2023 ADDRESS: 2950 SW McClure Road, Topeka, KS 66614 DESCRIPTION: Securities Sales and Services 2.) Kansas City Bier Company POSITION: Server/Bartender NATURE: Restaraunt/Brewery INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE 069/2021 ADDRESS: 310 W 79th St, Kansas City, MO 64114
CRS (Client Relationship Summary) - RIA
Click below to view David Patrick Koehler Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2023 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 8801 Renner Blvd. 3rd Floor, Lenexa, KS 66219RIA
CRD#: 282580
Lenexa, KS
Current
August 25, 2023 - Present
AE FINANCIAL SERVICES, LLC
Office #1: 4125 Sw Gage Center Dr, Topeka, KS 66614Office #2: 8801 Renner Blvd., Lenexa, KS 66219-9717Office #3: 2950 Sw Mcclure Rd Ste B, Topeka, KS 66614Office #4: 13500 Evening Creek Dr N #555, San Diego, CA 92128BD
CRD#: 298608
Topeka, KS
Past
December 3, 2021 - August 9, 2023
GOOD LIFE ADVISORS, LLC
RIA
CRD#: 171898
Kansas City, MO
Past
November 10, 2021 - August 22, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
KANSAS CITY, MO
Past
December 23, 2014 - August 23, 2021
WADDELL & REED
RIA
CRD#: 866
OVERLAND PARK, KS
Past
April 21, 2011 - August 23, 2021
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/13/2024)
RR
Alaska(11/13/2024)
RR
Arizona(11/13/2024)
RR
Arkansas(11/13/2024)
RR
California(11/13/2024)
RR
Colorado(11/13/2024)
RR
Connecticut(11/13/2024)
RR
Delaware(11/13/2024)
RR
District of Columbia(11/13/2024)
RR
Florida(11/13/2024)
RR
Georgia(11/13/2024)
RR
Hawaii(11/13/2024)
RR
Idaho(11/13/2024)
RR
Illinois(11/13/2024)
RR
Indiana(11/13/2024)
RR
Iowa(11/13/2024)
RR
Kansas(8/25/2023)
IAR
Kansas(8/25/2023)
RR
Kentucky(11/13/2024)
RR
Louisiana(11/13/2024)
RR
Maine(11/13/2024)
RR
Maryland(11/13/2024)
RR
Massachusetts(11/13/2024)
RR
Michigan(11/13/2024)
RR
Minnesota(11/13/2024)
RR
Mississippi(11/13/2024)
RR
Missouri(8/25/2023)
IAR
Missouri(8/25/2023)
RR
Montana(11/13/2024)
RR
Nebraska(11/13/2024)
RR
Nevada(11/13/2024)
RR
New Hampshire(11/13/2024)
RR
New Jersey(11/13/2024)
RR
New Mexico(11/13/2024)
RR
New York(11/13/2024)
RR
North Carolina(11/13/2024)
RR
North Dakota(11/13/2024)
RR
Ohio(11/14/2024)
RR
Oklahoma(11/13/2024)
RR
Oregon(11/13/2024)
RR
Pennsylvania(11/13/2024)
RR
Rhode Island(11/13/2024)
RR
South Carolina(11/13/2024)
RR
South Dakota(11/13/2024)
RR
Tennessee(11/13/2024)
RR
Texas(11/13/2024)
RR
Utah(11/13/2024)
RR
Vermont(11/13/2024)
RR
Virginia(11/13/2024)
RR
Washington(11/13/2024)
RR
West Virginia(11/13/2024)
RR
Wisconsin(11/13/2024)
RR
Wyoming(11/13/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AE WEALTH MANAGEMENT, LLC
CRD#: 282580Lenexa, KS 66219TRUST BUT VERIFY
Monitor David Koehler
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
