Fred R. Busler

AUGULIS FINANCIAL FIRM, L.L.C.

Warren, NJ 07059

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CRD#: 4884683

Professional summary

Fred Robert Busler JR, who also goes by Fred Robert Busler, Rocky Busler, is a registered financial advisor currently at AUGULIS FINANCIAL FIRM, L.L.C. located in Warren, New Jersey.

Fred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Fred has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fred Robert Busler | Rocky Busler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FRED BUSLER - FRB Servicex. POSITION: Insurance Agent. NATURE: Fixed Insurance Sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 05/2007 ADDRESS: 5 Mountain Blvd, Suite 11B, Warren NJ 07059 DESCRIPTION: Insurance sales are part of my everyday business. FRB SERVICES. POSITION: Tax Preparer. NATURE: Tax Preparation. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/2011 ADDRESS: 1050 Hoffman Rd, Bridgewater NJ 08807 DESCRIPTION: Tax return preparation. 50 hours per year between Feb. 1 and Apr. 15.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fred Robert Busler JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2017 - Present

AUGULIS FINANCIAL FIRM, L.L.C.

Office #1: 5 Mountain Bouleveard Suite 11b, Warren, NJ 07059

RIA

CRD#: 173616

Warren, NJ

Past

May 3, 2016 - July 12, 2016

QUESTAR CAPITAL CORPORATION

CRD#: 43100

WARREN, NJ

Past

October 3, 2014 - July 9, 2015

QUESTAR CAPITAL CORPORATION

CRD#: 43100

Bridgewater, NJ

Past

September 29, 2008 - October 13, 2014

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WILLIAMSPORT, PA

Past

May 3, 2007 - September 25, 2008

PARK AVENUE SECURITIES LLC

CRD#: 46173

PARSIPPANY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/12/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/2/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AUGULIS FINANCIAL FIRM, L.L.C.

AUGULIS FINANCIAL FIRM, L.L.C. | AUGULIS, ALAN L

CRD#: 173616 / SEC#:

New Jersey

Registered Investment Advisory firm - (6/9/2016 Approved)

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Contact information

Main Address

5 Mountain Blvd. Suite 9b, Warren, NJ 07059

Mailing Address

Phone number

(908) 834-8040

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	145
AUM (Assets Under Management)	$ 54,072,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Fred R. Busler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fred Robert Busler JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

AUGULIS FINANCIAL FIRM, L.L.C.

QUESTAR CAPITAL CORPORATION

QUESTAR CAPITAL CORPORATION

VOYA FINANCIAL ADVISORS, INC.

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/2016

Series 63

Date: 1/28/2009

SIE

Date: 7/12/2016

Series 6

Date: 5/2/2007

Current Firm

AUGULIS FINANCIAL FIRM, L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AUGULIS FINANCIAL FIRM, L.L.C.

TRUST BUT VERIFY

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