Lauren R. Tanksley

COMPASS FINANCIAL ADVISORY SERVICES

White Georgia, GA 30184

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CRD#: 4884656

Professional summary

Lauren Rose Tanksley, CFP®, who also goes by Lauren Rose Appleby, Lauren Rose Betts, Lauren Segers, is a registered financial advisor currently at COMPASS FINANCIAL ADVISORY SERVICES, LLC located in White Georgia, Georgia.

Lauren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Lauren has worked at 7 firms and has passed the Series 65, Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lauren Rose Appleby | Lauren Rose Betts | Lauren Segers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Divorce Sense; not securities related; 200 Summit Blvd, Ste. 950, Atlanta, GA 30313; work with divorcing couples; divorce consultant; Started 1/1/2017; 20 hours per month, 15 during trading hours; organize documents and create marital balance sheet and post-divorce budget for divorce cases. 2.Compass Financial; not securities related; 880 Airport Road, #112A, Ormond Beach, FL 32174; fixed index annuity sales; agent; started 1/1/2019; 40 hours per month, 20 during trading hours; sales and service of fixed insurance products. 3. Insurance sales; Not investment related; 125 Townpark Dr., Ste. 300, Kennesaw, GA 30144; insurance agent; started 9/1/17; 15 hours per month; 10 during securities hours; sales of insurance products. 4. Providence Financial Planning LLC/ DBA; Securities related; 125 Townpark Dr., Ste. 300, Kennesaw, GA 30144; Managing partner/Financial Coach; Financial Planning and investments; started 3/8/20; 150 hours per month, 150 during trading hours; creating financial plans and implementing them with investments offered through BIFS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Rose Tanksley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

February 15, 2022 - Present

COMPASS FINANCIAL ADVISORY SERVICES, LLC

Office #1: 210 Oak Hollow Ct., White Georgia, GA 30184

RIA

CRD#: 316843

White Georgia, GA

Past

March 30, 2020 - February 4, 2022

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

White, GA

Past

March 1, 2019 - June 24, 2019

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

ATLANTA, GA

Past

September 11, 2018 - March 1, 2019

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

ATLANTA, GA

Past

May 10, 2017 - December 18, 2017

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

ATLANTA, GA

Past

February 1, 2017 - May 10, 2017

BLUE DUCK WEALTH MANAGEMENT

RIA

CRD#: 281832

ROSWELL, GA

Past

January 1, 2010 - June 15, 2015

ETHOS CAPITAL GROUP, LLC

RIA

CRD#: 149579

LITTLE ROCK, AR

Past

March 6, 2006 - October 16, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

NASHVILLE, TN

Past

September 12, 2005 - October 16, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

NASHVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS FINANCIAL ADVISORY SERVICES, LLC

COMPASS FINANCIAL ADVISORY GROUP | COMPASS FINANCIAL ADVISORY SERVICES, LLC | COMPASS FINANCIAL ADVISORY GROUP, LLC

CRD#: 316843 / SEC#: 801-123037

RIA

Registered Investment Advisory firm - (1/13/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(2/15/2022)

IAR

Texas
(12/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/3/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 3/21/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/9/2005

General Securities Representative Examination

Current Firm

COMPASS FINANCIAL ADVISORY SERVICES, LLC

COMPASS FINANCIAL ADVISORY GROUP | COMPASS FINANCIAL ADVISORY SERVICES, LLC | COMPASS FINANCIAL ADVISORY GROUP, LLC

CRD#: 316843 / SEC#: 801-123037

RIA

Registered Investment Advisory firm - (1/13/2022 Approved)

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Contact information

Main Address

880 Airport Road, Suite 112a, Ormond Beach, FL 32174

Mailing Address

Phone number

(386) 673-5191

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPASS FINANCIAL ADVISORY GROUP - DISCLOSURE BROCHURE (7/14/2025)

Regulatory assets under management

Total Number of Accounts	941
AUM (Assets Under Management)	$ 443,752,515

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lauren R. Tanksley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lauren Rose Tanksley's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRITY ALLIANCE, LLC.

WOODBURY FINANCIAL SERVICES, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR ASSET MANAGEMENT, INC.

BLUE DUCK WEALTH MANAGEMENT

ETHOS CAPITAL GROUP, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

COMPASS FINANCIAL ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/2009

Series 66

Date: 3/3/2006

Series 31

Date: 3/21/2006

Series 7

Date: 9/9/2005

Current Firm

COMPASS FINANCIAL ADVISORY SERVICES, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS FINANCIAL ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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