Lindsey K. Kowalski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lindsey K. Kowalski, who also goes by Lindsey Kaye Harrison, Lindsey Kaye Kowalski, was a registered financial professional .
Lindsey is a previously registered financial professional and started their career in finance in 2005. Lindsey had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2010 - May 23, 2012
PNC MANAGED ACCOUNT SOLUTIONS, INC.
November 13, 2009 - May 23, 2012
BBVA COMPASS INVESTMENT SOLUTIONS, INC
March 21, 2005 - October 12, 2009
WELLS FARGO INVESTMENTS, LLC
February 8, 2005 - October 12, 2009
WELLS FARGO INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
