Crystal L. Gourley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Crystal Lee Gourley, who also goes by Crystal Lee Schofield, was a registered financial professional .
Crystal is a previously registered financial professional and started their career in finance in 2005. Crystal had worked at 4 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 7, Series 6 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2017 - January 8, 2025
RONDURE GLOBAL ADVISORS, LLC
September 1, 2017 - November 5, 2021
ALPS DISTRIBUTORS, INC.
September 19, 2013 - March 6, 2014
GOLDMAN SACHS & CO. LLC
August 1, 2005 - June 7, 2011
WASATCH ADVISORS LP
February 28, 2005 - June 13, 2011
ALPS DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RONDURE GLOBAL ADVISORS, LLC
CRD#: 286313 / SEC#: 801-108903
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 196,899,372 |
Red Flags
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