PM
Pamela K. Mah
AMERICAN INDEPENDENT SECURITIES GROUP
Honolulu, HI 96814
Some features on this profile are disabled
CRD#: 4884493
PM
Professional summary
Pamela Krystal Mah, AIF®, ChFC®, CLU® is a registered financial advisor currently at AMERICAN INDEPENDENT SECURITIES GROUP, LLC located in Honolulu, Hawaii.
Pamela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Pamela has worked at 8 firms and has passed the Series 66, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.PAMELA K. MAH LLC, 615 Piikoi St. #1509 Honolulu, HI 96814, Rental and office equipment lease, less than 10 HOURS TOTAL, 0 DURING TRADING HOURS. Compensated by negotiated rental agreement. 2.PAMELA K. MAH LLC, 615 Piikoi St. #1509 Honolulu, HI 96814, Notary services, less than 10 HOURS TOTAL, 0 DURING TRADING HOURS, Compensated by flat fee per notary. 3.Comprehensive Financial Strategies. 615 Piikoi St. #1509 Honolulu, HI 96814. Consulting Services. Shareholder, Independent Contractor. Independent Insurance Agency, Life, Health, DI, LTC, P&C. 10 hrs/week, not during securities trading hours. Not investment related. -- Insurance start date 1/15/2012 now under this DBA 4.Comprehensive Tax Strategies. 615 Piikoi St. #1509 Honolulu, HI 96814. Not investment related. Owner of tax practice. Start 3/2021 1 hr/week, 0 during trading hours. 5. Investment Advisory/Consulting; investment-related; 615 Piikoi St. #1509 Honolulu, HI 96814; Investment Advisor & Consultant with American Independent Securities Group; 40+hrs per week; providing Financial Advisory Variable and Fixed Indexed Insurance Policies through American Independent Securities Group. DBA MBA. from University of Hawaii AEP�,®. Accredited Estate Planners�,® AFI�,®. from FI360 MRFC. Master Registered Financial Consultant CLU�,®. from the American College SCPM. Stanford Certified Project Manager
CRS (Client Relationship Summary) - RIA
Click below to view Pamela Krystal Mah's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Pamela Krystal Mah's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 22, 2016 - Present
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
Office #1: 615 Piikoi St #1509, Honolulu, HI 96814RIA
BD
CRD#: 135288
Honolulu, HI
Current
September 6, 2016 - Present
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
Office #1: 615 Piikoi St #1509, Honolulu, HI 96814RIA
BD
CRD#: 135288
Honolulu, HI
Current
February 9, 2023 - Present
COLORADO FINANCIAL SERVICE CORPORATION
Office #1: 615 Piikoi St Suite 1509, Honolulu, HI 96814RIA
BD
CRD#: 104343
Honolulu, HI
Past
September 6, 2016 - September 7, 2016
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
RIA
CRD#: 135288
Honolulu, HI
Past
February 16, 2010 - September 6, 2016
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
HONOLULU, HI
Past
February 16, 2010 - September 6, 2016
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
HONOLULU, HI
Past
February 27, 2009 - December 31, 2010
WEALTH AND INCOME STRATEGIES
RIA
CRD#: 116675
HONOLULU, HI
Past
December 17, 2008 - February 17, 2010
FINANCIAL ADVISERS OF AMERICA, LLC
BD
CRD#: 142170
HONOLULU, HI
Past
January 7, 2008 - December 11, 2008
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
HONOLULU, HI
Past
October 18, 2007 - December 11, 2008
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
HONOLULU, HI
Past
February 15, 2006 - September 13, 2007
OSAIC WEALTH, INC.
BD
CRD#: 23131
HONOLULU, HI
Past
June 7, 2005 - August 31, 2005
LPL FINANCIAL LLC
RIA
CRD#: 6413
HONOLULU, HI
Past
March 7, 2005 - August 31, 2005
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
CRD#: 135288 / SEC#: 801-69138, 8-66905
RIA
Registered Investment Advisory firm - SEC (5/27/2008 Approved)Arizona
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)California
Registered Investment Advisory firm - SEC (6/4/2008 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/3/2008 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Florida
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/11/2008 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/5/2008 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (6/16/2008 Terminated)Montana
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Nevada
Registered Investment Advisory firm - SEC (7/8/2008 Terminated)New Mexico
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)North Dakota
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Oregon
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Texas
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Washington
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/14/2018)
RR
Georgia(7/13/2021)
RR
Hawaii(9/22/2016)
IAR
Hawaii(9/22/2016)
RR
Idaho(8/15/2023)
RR
Nevada(9/6/2016)
RR
North Dakota(8/21/2023)
RR
Oregon(9/6/2016)
RR
Texas(9/6/2016)
RR
Virginia(2/28/2023)
RR
Washington(9/30/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 5/30/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AI
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
CRD#: 135288 / SEC#: 801-69138, 8-66905
RIA
Registered Investment Advisory firm - SEC (5/27/2008 Approved)Arizona
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)California
Registered Investment Advisory firm - SEC (6/4/2008 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/3/2008 Terminated)District of Columbia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Florida
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/11/2008 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/5/2008 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (6/16/2008 Terminated)Montana
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Nevada
Registered Investment Advisory firm - SEC (7/8/2008 Terminated)New Mexico
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)North Dakota
Registered Investment Advisory firm - SEC (6/9/2008 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Oregon
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Texas
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Washington
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (6/3/2008 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
664 S Rivershore Lane Suite 150, Eagle, ID 83616
Mailing Address
Po Box 579, Eagle, ID 83616
Phone number
(208) 489-3131
Established
Idaho since 12/30/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
34
SEC notice filing (49 States and Territories)
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 2,987 |
| AUM (Assets Under Management) | $ 604,888,609 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
