Gal Nadir
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gal Nadir was a registered financial professional .
Gal is a previously registered financial professional and started their career in finance in 2005. Gal had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 9, 2013 - May 29, 2015
CPIBD LLC
September 22, 2008 - September 27, 2012
BARCLAYS CAPITAL INC.
June 6, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
August 1, 2005 - May 25, 2007
LAZARD FRERES & CO. LLC
March 29, 2005 - July 20, 2005
CPIBD LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CPIBD LLC
CRD#: 46049 / SEC#: , 8-51301
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMPASS PARTNERS ADVISORS, LLP | DIRECT OWNER | |
| CHAPIN, ALLAN MELVILLE | PRESIDENT/CO-CHIEF COMPLIANCE OFFICER | 4142918 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
