James C. Tassoni

ARMOR WEALTH STRATEGIES

GRAND RAPIDS, MI 49546

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CRD#: 4883854

Professional summary

James Carroll Tassoni, who also goes by Jim Tassoni, is a registered financial advisor currently at ARMOR WEALTH STRATEGIES, LLC located in Grand Rapids, Michigan.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. James has worked at 12 firms and has passed the Series 65, Series 66, Series 3, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Tassoni

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Armor Wealth Strategies, LLC; Investment-related; Grand Rapids, MI; RIA; Managing Member/Investment Advisor Representative/Chief Compliance Officer; 05/2024; 25 hrs/month; Is an IAR and the Managing Member of the Registered Investment Advisor, Armor Wealth Strategies, LLC. (2) Sole Proprietor-Ins Agent; Investment-related; Grand Rapids, MI; Insurance Agent; Since 04/2024; Approximately 60 hours per month; Selling life insurance and annuity products. (3) JLGK Investments LLC; Not investment related; Alto, MI; Real estate; Managing Member: start 01/2020; 1 hour per month; 0 during trading; real estate holdings.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Carroll Tassoni's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 9, 2024 - Present

ARMOR WEALTH STRATEGIES, LLC

Office #1: 3940 Peninsular Drive Ste 230, Grand Rapids, MI 49546

RIA

CRD#: 330730

GRAND RAPIDS, MI

Past

March 22, 2024 - August 27, 2024

MDRN CAPITAL

RIA

CRD#: 325950

Alto, MI

Past

February 19, 2019 - January 15, 2020

NORTH STAR INVESTMENT MANAGEMENT CORPORATION

RIA

CRD#: 117681

Kentwood, MI

Past

June 6, 2014 - January 10, 2017

REGULUS FINANCIAL GROUP, LLC

CRD#: 150631

KENTWOOD, MI

Past

October 4, 2012 - January 15, 2020

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

KENTWOOD, MI

Past

September 11, 2012 - October 1, 2012

MULTI-BANK SECURITIES, INC.

CRD#: 22098

SOUTHFIELD, MI

Past

August 19, 2011 - September 20, 2012

WTS PROPRIETARY TRADING GROUP LLC

CRD#: 148117

NEW YORK, NY

Past

May 5, 2011 - October 2, 2012

WCM INVESTMENT MANAGEMENT

RIA

CRD#: 104702

LAGUNA BEACH, CA

Past

May 8, 2009 - October 6, 2010

CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC.

CRD#: 18214

TROY, MI

Past

August 22, 2007 - June 3, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BIRMINGHAM, MI

Past

April 2, 2007 - August 24, 2007

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

BIRMINGHAM, MI

Past

April 2, 2007 - August 24, 2007

MORGAN STANLEY & CO. LLC

CRD#: 8209

BIRMINGHAM, MI

Past

March 22, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

BIRMINGHAM, MI

Past

January 1, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

BIRMINGHAM, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/26/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/18/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 7/28/2018

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 1/10/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/27/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/23/2004

General Securities Representative Examination

Current Firm

ARMOR WEALTH STRATEGIES, LLC

ARMOR WEALTH STRATEGIES, LLC | THE ARMOR AGENCY LLC

CRD#: 330730 / SEC#:

Michigan

Registered Investment Advisory firm - (4/9/2024 Approved)

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Contact information

Main Address

33228 West 12 Mile Rd. #131, Farmington Hills, MI 48334

Mailing Address

Phone number

(248) 396-8868

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	56
AUM (Assets Under Management)	$ 13,787,401

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James C. Tassoni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Carroll Tassoni's CRS (Customer Relationship Summary).

Certified licenses

Experience

MDRN CAPITAL

NORTH STAR INVESTMENT MANAGEMENT CORPORATION

REGULUS FINANCIAL GROUP, LLC

REGAL INVESTMENT ADVISORS LLC

MULTI-BANK SECURITIES, INC.

WTS PROPRIETARY TRADING GROUP LLC

WCM INVESTMENT MANAGEMENT

CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/26/2024

Series 66

Date: 3/18/2005

Series 3

Date: 7/28/2018

SIE

Date: 1/10/2017

Series 31

Date: 8/27/2005

Series 7

Date: 12/23/2004

Current Firm

ARMOR WEALTH STRATEGIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARMOR WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

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