Karen L. Sandnes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karen Leigh Sandnes, who also goes by Karen Leigh Hiemer, was a registered financial professional .
Karen is a previously registered financial professional and started their career in finance in 2005. Karen had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2011 - October 15, 2018
MSEC, LLC
December 13, 2010 - May 31, 2011
BURCH & COMPANY, INC
July 29, 2009 - October 26, 2010
PURSHE KAPLAN STERLING INVESTMENTS
January 4, 2008 - May 4, 2009
VSR FINANCIAL SERVICES, INC.
September 27, 2005 - May 4, 2009
VSR FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSEC, LLC
CRD#: 154327 / SEC#: , 8-68627
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
