Diana Laura Dominguez
Professional Summary
Diana Laura Dominguez, who also goes by Diana Laura Sanchez, was a registered financial advisor. Diana was a previously registered financial professional and started their career in finance 2005 - 2020. Diana had worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Diana Laura Sanchez
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
21 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
USAA FINANCIAL ADVISORS, INC.
Contact Information
Established
Delaware since 07/15/2003Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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