Christopher K. Larochelle

RIA WEALTH ADVISORS

Round Rock, TX 78664

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CRD#: 4883462

Professional summary

Christopher Kingsley Larochelle, CFP®, who also goes by Chris K Larochelle, Chris Kingsley Larochelle, is a registered financial advisor currently at RIA WEALTH ADVISORS, LLC located in Round Rock, Texas and ARKADIOS CAPITAL located in Round Rock, Texas.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Christopher has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris K Larochelle | Chris Kingsley Larochelle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Advanced Wealth Strategies Group; Investment Related; 310 Main Ave Round Rock TX 78664; DBA; Financial Advisor; 09/2009; 80% during business hours; Meet clients, sell securities and insurance products, build retirement/financial plans 2. RIA Wealth Advisors; Investment Related; 310 Main Ave Round Rock TX 78664; RIA; Investment Advisor; 05/01/2023; 20% during business hours; Helps client understand the stock/bond investment models offered to them.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Kingsley Larochelle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

February 22, 2023 - Present

RIA WEALTH ADVISORS, LLC

Office #1: 310 W Main Ave, Round Rock, TX 78664

RIA

CRD#: 312072

Round Rock, TX

Current

April 29, 2025 - Present

ARKADIOS CAPITAL

Office #1: 310 W Main Street Suite 100, Round Rock, TX 78664

CRD#: 282710

Round Rock, TX

Past

February 27, 2025 - April 29, 2025

DIVERSIFY ADVISORY SERVICES, LLC

RIA

CRD#: 326060

Round Rock, TX

Past

January 2, 2020 - July 28, 2023

RIA ADVISORS

RIA

CRD#: 150661

Round Rock, TX

Past

September 17, 2015 - January 2, 2020

INTEGRATED ADVISORS NETWORK LLC

RIA

CRD#: 171991

Round Rock, TX

Past

July 10, 2015 - April 29, 2025

DFPG INVESTMENTS, LLC

CRD#: 155576

Round Rock, TX

Past

October 6, 2009 - July 16, 2015

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

ROUND ROCK, TX

Past

September 18, 2009 - July 13, 2015

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

ROUND ROCK, TX

Past

January 3, 2007 - October 1, 2009

DIVERSIFIED, LLC

RIA

CRD#: 123859

WILMINGTON, DE

Past

May 6, 2005 - September 2, 2009

SIGNATOR INVESTORS, INC.

CRD#: 468

WILMINGTON, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIA WEALTH ADVISORS, LLC

ADVANCED WEALTH | RIA WEALTH ADVISORS, LLC | ANIMAS CAPITAL

CRD#: 312072 / SEC#: 801-120371

RIA

Registered Investment Advisory firm - (2/22/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/29/2025)

Colorado
(4/29/2025)

Iowa
(4/29/2025)

Minnesota
(4/30/2025)

South Carolina
(4/29/2025)

IAR

Texas
(2/22/2023)

Texas
(4/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/9/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/5/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RIA WEALTH ADVISORS, LLC

ADVANCED WEALTH | RIA WEALTH ADVISORS, LLC | ANIMAS CAPITAL

CRD#: 312072 / SEC#: 801-120371

RIA

Registered Investment Advisory firm - (2/22/2021 Approved)

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Contact information

Main Address

310 West Main Avenue, Round Rock, TX 78664

Mailing Address

Phone number

(512) 218-7993

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIA WEALTH ADVISORS-ADV PART 2A (7/28/2025)

Regulatory assets under management

Total Number of Accounts	550
AUM (Assets Under Management)	$ 118,732,187

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher K. Larochelle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Kingsley Larochelle's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARKADIOS CAPITAL

DIVERSIFY ADVISORY SERVICES, LLC

RIA ADVISORS

INTEGRATED ADVISORS NETWORK LLC

DFPG INVESTMENTS, LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

DIVERSIFIED, LLC

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

RIA WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/9/2006

SIE

Date: 10/1/2018

Series 7

Date: 5/5/2005

FINRA

Current Firm

RIA WEALTH ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIA WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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