Bobby S. Gomez

RBC ROCHDALE

Hutto, TX

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CRD#: 4883383

Professional summary

Bobby Sharan Gomez, CIMA®, who also goes by Bobby Sharan Gomez, Bobby Gomez, Gomez S Gomez, Bobby Gupta, is a registered financial advisor currently at RBC ROCHDALE, LLC located in Hutto, Texas and CNR SECURITIES, LLC located in Houston, Texas.

Bobby is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Bobby has worked at 13 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bobby Sharan Gomez | Bobby Gomez | Gomez S Gomez | Bobby Gupta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bobby Sharan Gomez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

January 9, 2026 - Present

RBC ROCHDALE, LLC

RIA

CRD#: 117198

Hutto, TX

Current

January 9, 2026 - Present

CNR SECURITIES, LLC

Office #1: 1800 West Loop South Suite 1450, Houston, TX 77027

CRD#: 18466

Houston, TX

Past

January 11, 2022 - February 19, 2025

KESTRA INVESTMENT MANAGEMENT, LLC.

RIA

CRD#: 317711

AUSTIN, TX

Past

September 20, 2021 - January 11, 2022

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

AUSTIN, TX

Past

September 20, 2021 - February 19, 2025

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

AUSTIN, TX

Past

March 29, 2021 - October 7, 2021

GOLDMAN SACHS & CO. LLC

CRD#: 361

Irving, TX

Past

May 16, 2019 - October 7, 2021

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

IRVING, TX

Past

October 17, 2018 - May 15, 2019

J.P. MORGAN SECURITIES LLC

CRD#: 79

FORT WORTH, TX

Past

February 28, 2018 - September 24, 2018

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

CRD#: 287788

Irving`, TX

Past

January 31, 2013 - February 28, 2018

FORESIDE FUND SERVICES, LLC

CRD#: 46106

IRVING, TX

Past

November 29, 2010 - January 24, 2013

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

WESTLAKE, TX

Past

June 10, 2009 - October 22, 2010

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

FT. WORTH, TX

Past

June 10, 2009 - October 22, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

FT. WORTH, TX

Past

January 20, 2005 - January 29, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

FT. WORTH, TX

Past

January 6, 2005 - January 29, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

FT. WORTH, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RBC ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265

RIA

Registered Investment Advisory firm - (6/20/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(1/9/2026)

IAR

Texas
(1/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/19/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/24/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/5/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/2/2013

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

RBC ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265

RIA

Registered Investment Advisory firm - (6/20/1986 Approved)

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Contact information

Main Address

400 Park Avenue 10th Floor, New York, NY 10022

Mailing Address

Phone number

(212) 702-3500

Established

Firm type

Fiscal year end

# of Employees

269

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RBC ROCHDALE INDEPENDENT CHANNEL BROCHURE (1/29/2026)

RBC ROCHDALE BANK CHANNEL BROCHURE (1/29/2026)

Regulatory assets under management

Total Number of Accounts	42,671
AUM (Assets Under Management)	$ 72,960,498,578

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/25/2026	Cover Page	Report
01/28/2025	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bobby S. Gomez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bobby Sharan Gomez's CRS (Customer Relationship Summary).

Certified licenses

Experience

CNR SECURITIES, LLC

KESTRA INVESTMENT MANAGEMENT, LLC.

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

GOLDMAN SACHS & CO. LLC

UNITED CAPITAL FINANCIAL ADVISORS

J.P. MORGAN SECURITIES LLC

RESOLUTE INVESTMENT DISTRIBUTORS, INC.

FORESIDE FUND SERVICES, LLC

FIDELITY DISTRIBUTORS COMPANY LLC

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

RBC ROCHDALE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/19/2005

SIE

Date: 9/24/2018

Series 7

Date: 1/5/2005

Series 24

Date: 10/2/2013

FINRA

Current Firm

RBC ROCHDALE, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RBC ROCHDALE, LLC

TRUST BUT VERIFY

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