MH
Michael D. Helsel
VOYA FINANCIAL ADVISORS
Independence, OH 44131
Some features on this profile are disabled
CRD#: 4883024
MH
Professional summary
Michael Daniel Helsel, who also goes by Michael D Helsel, Mike Helsel, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Independence, Ohio.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Michael has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael D Helsel | Mike Helsel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: HELSEL EQUITIES LLC; No; 4028 DAN RD; MEDINA; OH; 44256; HOLDING COMPANY; OWNER; 5/10/2010; 1; 1; HOLDING COMPANY ONLY| NAME OF ENTITY: ANNIES APARTMENTS W 77 LLC; No; 4028 DAN RD; MEDINA; OH; 44256; LLC RENTAL PROPERTIES; OWNER; 3/12/2012; 4; 4; COLLECT RENT| NAME OF ENTITY: Helsel Properties 4657 LLC; No; 4028 DAN RD; MEDINA; OH; 44256; REAL ESTATE LLC; Co-Owner; 1/5/2012; 4; 0; purchase/leasing of residential rental properties| NAME OF ENTITY: The Verdi Agency, LLC; No; 6100 OAK TREE BLVD STE 200; INDEPENDENCE; OH; 44131; insurance agency; MEMBER/OWNER; 6/30/2012; 0; 0; PAYROLL OF ADMIN SUPPORT NAME OF ENTITY: Annies Apartments W 168 LLC; No; 4028 DAN RD; MEDINA; OH; 44256; REAL ESTATE LLC; owner; 7/1/2012; 4; 0; COLLECT RENT| NAME OF ENTITY: BUCKEYE CORNERS PROPERTIES LLC; No; 4028 DAN RD; MEDINA; OH; 44256; REAL ESTATE LLC; PRESIDENT/CO-OWNER; 10/1/2007; 1; 1; PASSIVE INVESTMENT| NAME OF ENTITY: HELSEL HOLDINGS LLC; No; 4028 DAN RD; MEDINA; OH; 44256; REAL ESTATE LLC; PRESIDENT; 1/30/2009; 4; 1; HOLDING CO. RENTAL PPROERTY| NAME OF ENTITY: Helsel Properties Wickliffe, LLC; No; 4028 DAN RD; MEDINA; OH; 44256; REAL ESTATE LLC; Part Owner; 9/15/2011; 3; 3; RENTAL PROPERTY| NAME OF ENTITY: V.G. AGENCY LLC; No; 6450 ROCKSIDE WOOD BLVD S STE 100; INDEPENDENCE; OH; 44131; LLC; PARTNER; 3/2/2010; 4; 1; TAX PURPOSE ONLY| NAME OF ENTITY: Helsel Properties Mt. Carmel, LLC; No; 4028 DAN RD; MEDINA; OH; 44256; REAL ESTATE LLC; owner; 11/15/2011; 4; 4; Purchase, Sell, Manage Properties| NAME OF ENTITY: The Verdi Group; Yes; 6100 OAK TREE BLVD STE 200; INDEPENDENCE; OH; 44131; FINANCIAL SERVICES/DBA; Registered Representative; 10/1/2006; 180; 180; SELL AND SERVICE INSURANCE,SECURITIES AND INVESTMENT PRODUCTS. NAME OF ENTITY: HELSEL AND SONS REGENT LLC; No; 4028 DAN RD; MEDINA; OH; 44256; REAL ESTATE LLC; OWNER; 1/1/2015; 1; 0; PASSIVE INVESTMENT.| NAME OF ENTITY: REAGANS RENTALSLLC; No; 4028 DAN RD; MEDINA; OH; 44256; REAL ESTATE LLC; PRESIDENT; 6/11/2009; 5; 1; HOLDING COMPANY| NAME OF ENTITY: Helsel Properties Enid, LLC; No; 4028 DAN RD; MEDINA; OH; 44256; REAL ESTATE LLC; owner; 11/15/2011; 4; 4; Purchase, Sell, Manage Rental Residential Properties| NAME OF ENTITY: Independent Insurance Agent; Yes; 6100 Oak Tree Blvd Ste 200; Independence; OH; 44131; fixed insurance sales; Independent Insurance Agent; 07/01/2005; 25; 10; sales of fixed insurance products| RETIREMENT QUESTIONS CALL MIKE POSITION: Owner NATURE: FINANCIAL SERVICES/DBA INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 12/01/2024 ADDRESS: 6100 Oak Tree Blvd, Ste 200, Independence OH 44131, United States DESCRIPTION: SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS. LANCE CAPITAL LLC POSITION: None- Spouse of owner NATURE: Investing in performing and non performing notes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/16/2025 ADDRESS: 4028 Dan Rd, Medina OH 44256, United States DESCRIPTION: wife is the owner, compliance requested I complete an OBA since Ohio is a community state
CRS (Client Relationship Summary) - RIA
Click below to view Michael Daniel Helsel's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Daniel Helsel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 6100 Oak Tree Blvd Ste 200, Independence, OH 44131RIA
BD
CRD#: 2882
Independence, OH
Current
January 3, 2011 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 6100 Oak Tree Blvd Ste 200, Independence, OH 44131RIA
BD
CRD#: 2882
Independence, OH
Past
July 29, 2005 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
INDEPENDENCE, OH
Past
July 29, 2005 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
INDEPENDENCE, OH
Past
January 17, 2005 - July 25, 2005
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/21/2020)
RR
Colorado(4/28/2021)
RR
Florida(1/15/2016)
RR
Idaho(11/30/2021)
RR
Illinois(6/10/2025)
RR
Indiana(4/28/2021)
RR
Iowa(6/10/2019)
RR
Kansas(10/28/2024)
RR
Kentucky(3/11/2024)
RR
Maine(10/9/2023)
RR
Missouri(6/15/2020)
RR
New Jersey(6/10/2025)
RR
New York(4/27/2021)
IAR
New York(10/13/2022)
RR
North Carolina(7/9/2024)
RR
Ohio(1/3/2011)
IAR
Ohio(1/3/2011)
RR
Oklahoma(5/5/2025)
RR
Pennsylvania(5/24/2021)
RR
South Carolina(10/11/2016)
RR
Texas(6/30/2023)
IAR
Texas(7/1/2023)
RR
Washington(1/6/2022)
RR
Wisconsin(10/8/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
