Andrew J. Mcmorrow
SCHWAB WEALTH ADVISORY
Lone Tree, CO 80124
Some features on this profile are disabled
CRD#: 4882839
Andrew John McmorrowSCHWAB WEALTH ADVISORY
Professional summary
Andrew John Mcmorrow, CFP®, who also goes by Andy Mcmorrow, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Lone Tree, Colorado and CHARLES SCHWAB & CO., INC. located in Lone Tree, Colorado.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Andrew has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Aliases
Andy Mcmorrow
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Colorado Ice Hockey Referee Association | Investment Related:No|1100 Johnson Rd POB #17363|Golden|CO|80402|USA|Sports/Physical Recreation|Ice Hockey Referee|11/14/2015|Varies|0|Referee for youth and adult league hockey games in the Denver Metro area, 2) Colorado Rapids Youth Soccer Club | Investment Related:No|111 Havana St #120|Aurora|CO|80010|USA|Sports/Physical Recreation|Team Treasurer|7/18/2025|Less than 20|0|Parent Volunteer position. Team Treasurer to coordinate team funds for tournaments and travel. Working with the coach to communicate team tournaments and associated fees. Setting a team budget. Coordinating team travel or other team events that require funds
CRS (Client Relationship Summary) - RIA
Click below to view Andrew John Mcmorrow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Experience
Current
December 26, 2023 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 9800 Schwab Way, Lone Tree, CO 80124RIA
CRD#: 159035
Lone Tree, CO
Current
August 15, 2016 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 9800 Schwab Way, Lone Tree, CO 80124RIA
BD
CRD#: 5393
Lone Tree, CO
Past
January 30, 2018 - December 26, 2023
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - (12/9/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/28/2023)
RR
Alaska(7/28/2023)
RR
Arizona(3/21/2022)
RR
Arkansas(3/21/2022)
RR
California(3/21/2022)
RR
Colorado(8/15/2016)
IAR
Colorado(12/26/2023)
RR
Connecticut(3/21/2022)
RR
Delaware(7/28/2023)
RR
District of Columbia(7/28/2023)
RR
Florida(1/3/2017)
RR
Georgia(7/28/2023)
RR
Hawaii(7/28/2023)
RR
Idaho(7/28/2023)
RR
Illinois(3/21/2022)
RR
Indiana(7/28/2023)
RR
Iowa(7/3/2017)
RR
Kansas(7/3/2017)
RR
Kentucky(7/28/2023)
RR
Louisiana(7/28/2023)
RR
Maine(7/28/2023)
RR
Maryland(3/11/2022)
RR
Massachusetts(5/4/2023)
RR
Michigan(7/28/2023)
RR
Minnesota(7/28/2023)
RR
Mississippi(7/28/2023)
RR
Missouri(7/3/2017)
RR
Montana(3/21/2022)
RR
Nebraska(7/3/2017)
RR
Nevada(7/28/2023)
RR
New Hampshire(7/28/2023)
RR
New Jersey(7/28/2023)
RR
New Mexico(7/28/2023)
RR
New York(6/3/2022)
RR
North Carolina(7/28/2023)
RR
North Dakota(7/28/2023)
RR
Ohio(7/31/2023)
RR
Oklahoma(7/28/2023)
RR
Oregon(7/28/2023)
RR
Pennsylvania(7/28/2023)
RR
Puerto Rico(7/28/2023)
RR
Rhode Island(7/28/2023)
RR
South Carolina(7/28/2023)
RR
South Dakota(7/3/2017)
RR
Tennessee(7/28/2023)
RR
Texas(6/3/2022)
IAR
Texas(12/26/2023)
RR
Utah(7/28/2023)
RR
Vermont(7/28/2023)
RR
Virgin Islands(7/28/2023)
RR
Virginia(1/31/2022)
RR
Washington(6/3/2022)
RR
West Virginia(7/28/2023)
RR
Wisconsin(7/28/2023)
RR
Wyoming(3/21/2022)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 9
Passed: 6/20/2024
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Passed: 5/30/2024
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - (12/9/2011 Approved)Loading...
Contact information
Main Address
425 Market Street 17th Floor, San Francisco, CA 94105
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,457
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
