Todd J. Marescalco

NAVIGANT CONSULTING

WEST ALLIS, WI

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CRD#: 4882816

Professional summary

Todd James Marescalco, who also goes by Todd James Marescalco Mr., is a registered financial advisor currently at NAVIGANT CONSULTING located in West Allis, Wisconsin.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Todd has worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd James Marescalco Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I have volunteered to assist SynSel Energy to offer financial advice as they are trying to start a bio-refinery. It is not a charity, but I have not been compensated by SynSel Energy in well over 5 years. SynSel Energy is located in Elmhurst, IL. I spend 5 hours a month or less on this project. It is being run by the CEO at this point but he will occasionally ask my opinion on things.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd James Marescalco's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2019 - Present

NAVIGANT CONSULTING

RIA

CRD#: 301929

WEST ALLIS, WI

Past

July 16, 2016 - December 31, 2017

INVESTMENT FEE SOLUTIONS

RIA

CRD#: 284008

BROOKFIELD, WI

Past

January 9, 2013 - July 31, 2014

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

MILWAUKEE, WI

Past

January 9, 2013 - July 31, 2014

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

MILWAUKEE, WI

Past

March 26, 2007 - January 18, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WAUKESHA, WI

Past

March 26, 2007 - January 18, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WAUKESHA, WI

Past

March 16, 2005 - March 2, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

FRANKLIN, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(5/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/15/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/12/2005

General Securities Representative Examination

Current Firm

NAVIGANT CONSULTING

NAVIGANT CONSULTING | NAVIGANT CONSULTING, LLC | NAVIGANT CONSULTING GROUP, LLC

CRD#: 301929 / SEC#:

Wisconsin

Registered Investment Advisory firm - (5/23/2019 Approved)

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Contact information

Main Address

West Allis, WI

Mailing Address

Phone number

(262) 613-0242

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 16,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd J. Marescalco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd James Marescalco's CRS (Customer Relationship Summary).

Certified licenses

Experience

NAVIGANT CONSULTING

INVESTMENT FEE SOLUTIONS

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/15/2007

Series 7

Date: 1/12/2005

Current Firm

NAVIGANT CONSULTING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NAVIGANT CONSULTING

TRUST BUT VERIFY

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